- SMBC (New York, NY)
- …Management.** **Role Objectives** + Execute data governance, improve operational data quality , lead data related projects, and implement BCBS 239 compliance. Ensure ... best practices are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote the use of… more
- ICON Clinical Research (Farmingdale, NY)
- …diagnostic findings and recommendations to clinical teams, PI's and study sponsors. + Quality & Compliance + Participate in quality assurance/ quality control ... guidelines. + Ensure timely completion and delivery of pathology reports ** Regulatory Compliance & Accreditation:** + Ensure compliance with all relevant federal,… more
- City of New York (New York, NY)
- …The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- TD Bank (New York, NY)
- …responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the HMDA ... policies, procedures, and other business line documents to ensure compliance with regulatory requirements. **The above details are specific to the role which is… more
- M&T Bank (Buffalo, NY)
- …in a moderately complex level of suitability within defined standard procedures, regulatory requirements and in support of the best interests of each customer. ... to meet the best interest of clients and within regulatory requirement. + Increase assets under management by offering...Advisors, Licensed Bankers and Business Banking staff to ensure quality investment and insurance referrals. + Meet or exceed… more
- TD Bank (New York, NY)
- …**Line of Business:** Financial Crime Risk Management **Job Description:** US FCRM Quality Assurance _Our team currently operates under a primarily offsite work ... third-party service providers to deliver AML/ATF/Sanctions/ABAC programs that satisfy regulatory requirements. Additionally, this role assists in reviewing higher… more
- Bassett Healthcare (Little Falls, NY)
- …population we serve, and our communities, achieve optimum health and enjoy the best quality of life possible. What you'll do The Ambulatory Office Assistant I serves ... encounters including face-to-face and telephone interactions. Assures that a high quality patient experience takes place by providing administrative and/or clinical… more
- JPMorgan Chase (New York, NY)
- …and cross-functional teams, to advance key initiatives. + Develop and deliver high- quality presentations and reports for a variety of audiences, ensuring clear, and ... project status and strategic priorities. + Stay abreast of legal and regulatory developments, ensuring Commercial Real Estate business practices remain compliant and… more
- JPMorgan Chase (New York, NY)
- …and legal/compliance colleagues to address complex issues and advise on regulatory developments involving distributed ledger technology and cryptoassets. This role ... , stablecoins, and deposit tokens. + Advise the business on legal, regulatory , and market developments involving distributed ledger technology. + Communicate and… more
- TD Bank (New York, NY)
- …relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ FED/ FDIC examiners ... to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and… more