- US Bank (New York, NY)
- …- Other is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director. This role supports the Audit ... audit leader that has strong knowledge of audit, risk management, and regulatory expectations (eg, Office of the Comptroller of Currency's Heightened Standards and… more
- TD Bank (New York, NY)
- …growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. ... Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary**… more
- Pfizer (New York, NY)
- …supports other critical documents, eg, protocol amendments, investigator brochure, and regulatory documents. + Collaborate with Clinical Operations to ensure timely ... programs through proof-of-concept, delivering innovative clinical study designs and high- quality trial execution with Oncology Research Development (ORD). +… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …submission/approval of a clinical development program to support decision milestones and regulatory requirements. This role is a clinical subject matter expert for ... compound. + Leads creation of clinical components of key documents ( regulatory documents, registration dossiers, etc.) supporting registration, market access, and… more
- TD Bank (New York, NY)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) ... Basel implementation/capital analysis, change management, Privacy, AML, LCM and other regulatory issues), in addition to core functions + May be responsible… more
- GE Vernova (New York, NY)
- …Global Investigations will be part of a world-class team leading government, regulatory , and significant internal investigations for GE Vernova. The role will be ... and Responsibilities** + **Manage matters** and legal strategy for government / regulatory investigations and internal investigations globally (with a focus on the… more
- KeyBank (Amherst, NY)
- …of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in ... to ensure the Bank's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for… more
- City of New York (New York, NY)
- …The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- TD Bank (New York, NY)
- …on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not ... on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and liaises with the appropriate FCRM and… more
- American Express (New York, NY)
- …as lead in engagements with Compliance and Audit assessments as well as Regulatory Exams across Consumer Deposit Products + Partner closely with Control Management, ... the Enterprise functions (eg, data request compilation, action implementation, and regulatory adherence) + Drive consistent use of the enterprise risk governance… more