- American Express (New York, NY)
- …or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + ... dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices to inform updates to the CRA… more
- Zurich NA (New York, NY)
- …are we looking for?** + 5+ years of experience in financial services or regulatory compliance , ideally with knowledge of the insurance industry, particularly in ... of compliance programs and policies to ensure adherence to evolving regulatory requirements and embed compliance processes/controls within the 1st Line of… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist...areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Demonstrative project … more
- TD Bank (New York, NY)
- …Support **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and scalable ... compliance risk management function. As part of our team,...position focuses on **operations management, business process mapping, and project coordination** to drive continuous improvement. The ideal candidate… more
- Coinbase (Albany, NY)
- …that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a ... or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong...including SAR narrative drafting and filing * Experience in project management, data analytics, and/or third-party vendor management *… more
- Highmark Health (Buffalo, NY)
- …**JOB SUMMARY** This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks ... CMS, JCAHO, in order to identify, assess, prioritize, evaluate and address compliance , financial, information security, privacy, and other areas of risk. Prepares… more
- Ankura (Lexington, NY)
- …will be joining a team of industry experts with backgrounds in compliance , regulatory , legal, audit, operations, nursing, pharmacy, medical science, economics, ... on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on… more
- American Express (New York, NY)
- … Advisory & Practices (ECAP) team is accountable for enterprise-level 1LOD compliance procedures, reporting, training, and quality assurance. This role is ... responsible for advising business 1LOD Compliance Teams on regulatory obligations and ensuring...compliance risk metrics across BUs. + Perform periodic quality assurance across BU Compliance Teams to… more
- American Express (New York, NY)
- …in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control frameworks. + Highly organized ... will you make an impact in this role?** **Global Compliance and Ethics (GCE), is responsible for establishing and...skills, with the ability to balance business objectives with regulatory requirements. + Excellent project management and… more