- TD Bank (New York, NY)
- …day-today compliance tasks while building scalable processes + Produce quality work products independently and collectively with team members _The above details ... and any other required documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist on internal or external… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... of consent order obligations. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally… more
- Capital One (New York, NY)
- …products, merchant acquisition, processing or payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager ... Program framework, the Senior Manager is responsible for delivering quality results, providing compliance advice to lines...experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering… more
- KeyBank (NY)
- …Compliance Risk Management organization, this role plays a key part in ensuring regulatory compliance and effective risk management over all of the fiduciary ... Advisor), or similar. + Experience in wealth management or fiduciary services compliance . + Familiarity with issue management and regulatory exam processes.… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
- Spectrum Health and Human Services (Orchard Park, NY)
- …of high- quality behavioral health services that meet or exceed regulatory standards, contractual requirements, and best practice guidelines. This role directs ... delivery, compliance , and client outcomes. + Co-Chair the agency's Quality Improvement Committee (QIC) and coordinate QIC activities, tracking follow-up actions… more
- Deloitte (New York, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign multinational clients that have… more
- Capital One (New York, NY)
- … (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function...is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit… more
- Capital One (New York, NY)
- …Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Centene Corporation (Queens, NY)
- …plans. + Work with colleagues across business units such as Care Management and Regulatory Compliance to ensure that process and procedural changes are reflected ... Management Teams and / or activities / clinical documentation submitted by the Intake Specialist . The Clinical Quality Assurance RN will review for to confirm… more