• Sales and Trading Audit Director

    SMBC (New York, NY)
    …testing, issue identification, workpaper review and reporting. + Lead audit teams to execute high quality reviews within a prescribed timeframe. + ... a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading,… more
    SMBC (10/29/25)
    - Related Jobs
  • Sr. Manager of Internal Audit

    Heritage Financial Credit Union (Middletown, NY)
    …with regulators and internal stakeholders. ESSENTIAL FUNCTIONS AND BASIC DUTIES + Internal Audit Execution & Oversight + Lead and conduct internal audits of ... internal audit service provider for high-complexity or high-resource engagements. + Review and evaluate audit reports and recommendations from vendors and… more
    Heritage Financial Credit Union (11/07/25)
    - Related Jobs
  • Audit Manager II - Consumer Compliance (US)

    TD Bank (New York, NY)
    …(including but not limited to UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc.). The Audit Manager II will lead or serve as Auditor-In-Charge on complex ... coaching, and guidance to engagement team members driving high quality , effective and timely execution of audit ...business line. + Performs testing of critical areas of audit . Performs review of audit more
    TD Bank (11/26/25)
    - Related Jobs
  • Audit Manager I (US)

    TD Bank (New York, NY)
    …is responsible for oversight of assigned audit execution, preparation of audit reports, and review of work performed by employees supervised. **Depth ... Scope:** + Generally leads a team focused on assigned audit and generally assumes the lead position...WOW at every opportunity + Leads, coaches and models quality service delivery at every interaction + Supports the… more
    TD Bank (11/22/25)
    - Related Jobs
  • Sr Audit Group Manager (US)

    TD Bank (New York, NY)
    …to the risk assessment process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; ... can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people management leadership by… more
    TD Bank (11/22/25)
    - Related Jobs
  • Audit Supervisor - Global Corporate…

    Bank of America (New York, NY)
    …associated + Stakeholder engagement and communication skills **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management ... to work with the assigned area independently and may lead small audits. **Responsibilities:** + Executes audit ...automation and innovative methods in a timely and high quality manner + Exercises sound knowledge of product, business,… more
    Bank of America (11/25/25)
    - Related Jobs
  • Audit Manager - Liquidity Risk

    SMBC (New York, NY)
    Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal audits of various ... member on other audit engagements or projects. **Role Responsibilities:** * Manage audit teams to execute high quality reviews within a prescribed timeframe.… more
    SMBC (11/18/25)
    - Related Jobs
  • Senior Audit Manager, Enterprise Risk…

    Capital One (New York, NY)
    Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... Senior Audit Manager, Enterprise Risk Management (Hybrid) Capital One's...Third Party Risk Management. Responsibilities: + Plan, perform, and lead large/complex audits or projects of Second Line Risk… more
    Capital One (11/04/25)
    - Related Jobs
  • Team Lead (Legal Document Review

    M&T Bank (Amherst, NY)
    …& Deposit Services team. + Maintain currency of team procedures; complete quality assurance control reviews of team activities to ensure adherence to these ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
    M&T Bank (11/20/25)
    - Related Jobs
  • Quality & Safety Lead

    Thruway Fasteners, Inc. (Rochester, NY)
    …TASKS: + Conduct timely and accurate inspections of incoming items requiring quality inspection. + Evaluate and review customer drawings and specifications ... and Georgia. POSITION SUMMARY: Assist in compliance with Thruways Quality Management System (QMS) which is certified to ISO-9021...needed + Perform and document monthly 6S Audits. Distribute audit report to the CQM and GM. + Help… more
    Thruway Fasteners, Inc. (11/20/25)
    - Related Jobs