- Guardian Life (Austin, TX)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...ability to multi-task but prioritize allows you to deliver high- quality results in a timely fashion. **You will** +… more
- MUFG (Irving, TX)
- …+ Systemic thinker with a global outlook. Capable of demonstrating an Enterprise Risk Management perspective + Process-oriented and a strong ability to develop ... which is part of the GFCD Operations Financial Crime Compliance - Data Analytics (FCC-DA) function, this new position...preferred. + Thorough understanding of an effective financial crimes risk management framework. + Demonstrated ability to… more
- Atlas Sand Company, LLC (Austin, TX)
- …strategies to keep leaders and employees informed about policy expectations and compliance responsibilities. Risk Management & Reporting + Proactively ... compliance guidance. + Establish mechanisms to monitor compliance , close gaps, and proactively prevent risk ....or JD a plus. + 5+ years of HR compliance , employee relations, or policy management experience,… more
- MUFG (Irving, TX)
- …for new product launches, regulatory changes, and system enhancements impacting FCC processes. ** Risk Management & Regulatory Compliance ** + Partner with ... and performance improvement. **Qualifications:** + Bachelor's degree in Business, Finance, Risk Management , or related field; advanced degree preferred. +… more
- Baylor Scott & White Health (Dallas, TX)
- …with the Coverage business unit as well as executive leadership, operations, legal, risk management , finance, and Information Security to identify and resolve ... on position type and/or level **Job Summary** VP Coverage Compliance is responsible for planning, developing, and enforcing ...White Health Plan (BWSHP) and Baylor Scott and White Quality Alliance (QA), collectively known as the "Coverage" system.… more
- ExxonMobil (Spring, TX)
- … and regulatory reporting a plus * Minimum of 5 years of experience in risk compliance in energy commodities * Compliance experience in futures, financial ... trading * Working knowledge of commodity regulations/reporting * Experience with risk management tools with emphasis on commodities regulatory environment… more
- Emerson (Austin, TX)
- …design reviews (PDR) * Follow quality control procedures and follow Quality Management System (QMS). * Communicate project status and test results ... Engineer will evaluate the hardware designs in development for compliance to industry safety standards, perform testing, and document...establish facts and draw valid conclusions + Knowledge of risk assessment and management per ISO 12100… more
- Coinbase (Austin, TX)
- …providers and senior leadership. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be...operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management , and other operational… more
- JPMorgan Chase (Plano, TX)
- …background in controls, audit, quality assurance, operational risk management , project management , or compliance . + Professional, self-motivated, and ... operation executives with efficiencies, strategies, and an end-to-end control framework to mitigate risk . As a Control Manager in the GBPG team, you will support the… more
- Coinbase (Austin, TX)
- …Operations function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Compliance Lead Analyst, ... independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management , Content and Learning & Development… more