- Raymond James Financial, Inc. (Chattanooga, TN)
- …+ Assistswiththecreationofclientfocusedbusinessdevelopmentstrategies,maintainingandexpanding referral sources including the coordination of target marketingcampaigns. ... + Worksindependentlytosourceanddevelopnewclientrelationshipstoenablefinancialadvisorsto meet salesgoals. + Assistswithplanningandcoordinatingofspecialprojectsforpracticetoincludeclienteventsfor prospective clients that result in a return oninvestment. +… more
- Raymond James Financial, Inc. (Memphis, TN)
- …: + Provide advanced product/service information and respond to complex customer questions about the product/service. + Record and process custom/special orders that ... may require additional resources for delivery and coordinate with those teams as required. + Respond to more advanced issue escalations promptly and appropriately; provide managerial approvals as required. + Make calls (by telephone or in person) to allocated… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Provides training and/or assistance in the Fixed Income business unit. + Creates information and ideas that are relevant to our clients and to clients/brokers. + ... Develops and implements processes and procedures to ensure efficient and timely workflow. + Develops balance sheet and investment strategies for Bank, Credit Union & Municipalities. + Determine the right technology platforms for use in quantitative analytics.… more
- Raymond James Financial, Inc. (Memphis, TN)
- …: + Lead and develop a team of tax reporting professionals, providing coaching, performance feedback, and career development support. + Oversee the preparation and ... review of tax documents and other regulatory filings, ensuring compliance with IRS and global tax regulations. + Collaborate with internal stakeholders to streamline reporting processes and resolve complex tax issues. + Monitor changes in tax laws and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Develop knowledge and understanding of the organization's policies and procedures and of relevant regulatory codes and codes of conduct to ensure own work adheres ... to those standards. Obtain authorization from a supervisor or manager for any exceptions from mandatory procedure. + Provide advanced product/service information and respond to complex customer questions about the product/service. + Respond to more advanced… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Overlay accounts to pre-defined single and multi-sleeve trading models and execute trades based on product guidelines. + Create and execute large block trade ... allocations, determining method of execution, including limits, use of local markets for ADR conversions, and Authorized Participants for ETF creation and redemption units. + Analyze individual account data to identify outliers of current model positions and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Take overall responsibility for designing, developing, and delivering the organization's operational strategy and outcomes. + Take overall responsibility for ... setting and approving area budgets that achieve organizational strategy. + Manage and report on business performance; hold direct reports accountable for achievement of business plans, and take corrective action where necessary to ensure the achievement of… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Tracks and confirms transactions to ensure accuracy. + Prepares management reports, as required. + Advises others in resolving complex problems and issues. + ... Maintains and updates account files. + Performs administrative tasks, including faxing, filing and copying. + Serves as liaison between client and sales and/or trading personnel. + Maintains currency in organizational and industry current events and best… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Oversee and manage day-to-day operations of AMS UMA Trading Operations group. + Partners with cross-site peers and managers to establish performance goals for the ... _This position will follow our hybrid work model; we expect the selected candidate to work 50% of the days a month at home and 50% of the days in the office at our Memphis, TN, corporate office._ Provides direction, leadership, and support for AMS UMA Trading… more
- Raymond James Financial, Inc. (Memphis, TN)
- …As a core member of the Compliance team, you will serve as a subject matter expert on securities industry regulations and firm policies, ensuring adherence while ... enabling business growth. Responsibilities include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely with front-office professionals to interpret regulations,… more