- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- TD Bank (New York, NY)
- …and Experience:** + Strong knowledge of commercial banking and payments regulations, including Reg B, Reg E, FCRA, CRA, UDAAP, GLBA; familiarity with securities ... regulations a plus. + Experience in compliance monitoring, testing, and control mapping. + Hands-on experience in issue management and regulatory change management. + Strong written and verbal communication skills with the ability to consult, influence, and… more
- TD Bank (New York, NY)
- …+ 3rd party oversight experience + Strong understanding of consumer protection regulations including Reg Z, Reg X, FDPA and SCRA. + Demonstrated knowledge and ... experience with mortgage servicing and auto lending originations or servicing + Excellent verbal and written communication skills, including executive-level reporting and presentation development. + Proficiency in Microsoft PowerPoint and basic Excel +… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more
- American Express (New York, NY)
- …but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending ( Reg Z), Equal Credit Opportunity Act ( Reg B), privacy, and all other ... applicable federal and state regulations. + Review and approve required disclosures in consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management… more
- US Bank (New York, NY)
- …In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, ... the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and… more