- PulteGroup (Orlando, FL)
- …** Monthly Auto Allowance offered ** Job Summary The Mortgage Financing Advisor is primarily responsible for precontract and preapproval advisory conversations with ... Opportunity and Fair Housing acts, and to compliance with all applicable laws, regulations and company policies. Employees must act responsibly in their efforts to… more
- Citigroup (Coral Springs, FL)
- The Financial Advisor is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... and assets, by driving compliance with applicable laws, rules and regulations , adhering to Policy, applying sound ethical judgment regarding personal behavior,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to clients of the company by combining the traditional roles of the Financial Advisor and Service Associate. The ideal candidate will have a passion for providing ... maintaining complete client information in accordance with internal and external regulations . * Contact clients to review portfolios, complete the Investment Policy… more
- Amentum (Tallahassee, FL)
- …procurement tenders in compliance with EU or US Federal Acquisition Regulations , especially regarding procurement requirements that prevent untrusted vendors from ... winning sensitive contracts. + Exceptional interpersonal skills to effectively work with ICITAP personnel, host-country nationals, US Embassy teams, and other individuals and organizations from the international community. + Prior international experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Monitors exception and other internal reports ... for adherence with applicable rules and regulations . + Advises Senior Compliance Management on issues that...securities industry and/or banking compliance reviews. + Rules and regulations of the Investment Advisers Act of 1940 (IA40);… more
- Mass Markets (FL)
- …solutions. + Ensure that all activities and advice comply with insurance regulations and company policies. + Deliver high-quality service to ensure customer ... customer information and documentation. + Keep abreast of changes in insurance regulations , healthcare policies, and market trends to provide accurate and current… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Works independently on difficult assignments that ... * Monitors and keeps up to date with applicable securities/advisory regulations . * Interprets, applies and recommends changes to organizational policies and… more
- Hendrick Automotive Company (Tallahassee, FL)
- …worked accurately in company timekeeping system + Follows Safeguards rules and regulations . + Demonstrates the Company's Core Values + Complies with Company policies ... procedures + Observes all Federal, State, Local and Company safety rules and regulations in the performance of duties. + Other duties as assigned Qualifications: To… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …settlement reporting. + Monitors and keeps up to date with securities/advisory regulations and applies them accordingly. + Interprets, applies and recommends changes ... of banking, finance, and securities industry operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority… more
- MUFG (Tampa, FL)
- …test scripts. + **Regulatory Knowledge:** Knowledge of domestic and international banking regulations (Reg W, Basel II, FFIEC, GDPR, etc.) and experience with ... environments. + **Technical Understanding:** Understanding of the regulatory environment and regulations related to technology risk, and Office of the Comptroller of… more