- PNC (Fort Lauderdale, FL)
- …valued and have an opportunity to contribute to the company's success. As a Wealth Advisor within PNC Wealth Management you will be a part of one of the fastest ... agreements on lead and referral follow up. Adheres to all applicable laws, regulations , policies and guidelines. PNC Employees take pride in our reputation and to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on issues ... Skills, and Abilities** **Knowledge of:** + Data privacy laws and regulations . + Concepts, practices, and procedures of securities industry and/or banking… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with testing requirements. + Conducts compliance tests by reviewing applicable regulations and firm policies, conducting interviews with key contacts, conducting ... of securities industry and/or banking compliance reviews. + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory… more
- Mass Markets (FL)
- …solutions. + Ensure that all activities and advice comply with insurance regulations and company policies. + Deliver high-quality service to ensure customer ... customer information and documentation. + Keep abreast of changes in insurance regulations , healthcare policies, and market trends to provide accurate and current… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that may arise. * Monitors and keeps up to date with securities/advisory regulations and applies them accordingly. * Interprets, applies and recommends changes to ... with staff and recommend actions to ensure compliance with existing rules and regulations as well as prevent potential liability. * Uses financial data and… more
- Cardinal Health (Tallahassee, FL)
- …security controls, conducting thorough risk assessments, and ensuring adherence to relevant regulations and internal policies. You will play a key role in ... Generate accurate and timely reports to demonstrate compliance with relevant regulations , standards, and internal policies. + **Access Provisioning** : Participate… more
- Hendrick Automotive Company (Naples, FL)
- …worked accurately in company timekeeping system + Follows Safeguards rules and regulations . + Demonstrates the Company's Core Values + Complies with Company policies ... procedures + Observes all Federal, State, Local and Company safety rules and regulations in the performance of duties. + Other duties as assigned Qualifications: To… more
- Walmart (Jacksonville, FL)
- …Center (TBC): Follows safety and security guidelines and related laws and regulations when handling TBC products and providing TBC services. Provides correct ... Follows proper procedures to prevent shrink and follows applicable laws and regulations when selling items to Members. Assists Members with payment methods, return… more
- MUFG (Tampa, FL)
- …test scripts. + **Regulatory Knowledge:** Knowledge of domestic and international banking regulations (Reg W, Basel II, FFIEC, GDPR, etc.) and experience with ... environments. + **Technical Understanding:** Understanding of the regulatory environment and regulations related to technology risk, and Office of the Comptroller of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for compliance efforts. + Reviewing materials for compliance with rules and regulations . + Researching compliance issues. + Writing, editing and proofreading. + ... Microsoft PowerPoint, Word, Excel and SharePoint. **Ability to:** + See projects through from conception to successful execution. + Absorb unfamiliar topics quickly. + Attend to detail while maintaining a big picture orientation. + Partner with other… more