- Amazon (New York, NY)
- …assessments and advisory work for well-known security frameworks, standards and regulations as well as risk management methodologies. Responsibilities include: - ... Expertise - Lead teams to help partners and customers understand the opportunities for cloud technology to handle security and compliance requirements in key market verticals and regulated industries, such as financial services, healthcare, life sciences, and… more
- Binghamton University (Binghamton, NY)
- …qualification or other exception. As required by Title IX and its implementing regulations Binghamton University does not discriminate on the basis of sex in the ... educational programs and activities which it operates. This requirement extends to employment and admission. Inquiries about sex discrimination may be directed to the University Title IX Coordinator or directly to the Office of Civil Rights (OCR). Contact… more
- MUFG (New York, NY)
- …experience + Strong knowledge of FINRA, SEC, NFA and CFTC rules and regulations . + Strong verbal, written and organizational skills. The typical base pay range ... for this role is between $126k-$173k depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program… more
- Neuberger Berman (New York, NY)
- …and client-centric strategy that will define the future of both client and advisor experiences. This leader will oversee all aspects of the end-to-end journey for ... Private Wealth business as an innovator in client and advisor experience. + Own and optimize the entire client...protected by local, state, or federal laws, rules, or regulations . If you would like to contact us regarding… more
- US Bank (New York, NY)
- …bank policies, procedures, our Risk Appetite Statements and applicable industry rules and regulations . Responsibilities + Serve as a trusted advisor to the ... Eastern Commercial Real Estate market(s) to which you are assigned + Use professional experience and expertise to prudently evaluate creditworthiness of borrowers and assess collateral/credit adequacy at all stages of a loan from initial review and… more
- JPMorgan Chase (New York, NY)
- The Relationship Manager is an essential member of the Financial Advisor 's team. A Relationship Manager works in close partnership with the Financial Advisor (s) ... clients. The ideal candidate has a strong understanding of the Financial Advisor role and the ability to build strong relationships with clients helping… more
- HUB International (New York, NY)
- …HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and ... and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means assisting in… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... solid conceptual / practical grounding in the laws and regulations for the geographies in which we operate as...with employment laws + Serve as a partner and advisor on employment contracts, claims of discrimination, and employment-related… more
- Bank of America (New York, NY)
- …and effective. **Job Description:** The Relationship Manager supports the Financial Advisor team to further develop and enhance existing client relationships. He ... all sales and service activities. Works with the Financial Advisor and/or team Senior Business Manager to develop, implement,...or higher in related field **The following laws or regulations restrict or prohibit the hiring of individuals with… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... solid conceptual / practical grounding in the laws and regulations for the geographies in which we operate as...a manager. **Responsibilities:** + Serve as a partner and advisor on mergers, acquisitions, divestitures (including sell downs or… more