- US Bank (Irvine, CA)
- …risk management framework. They will be accountable for oversight of regulatory exams, internal audits, issue management, and customer remediation activities for ... to the policies and procedures to maximize profit potential and minimize regulatory exposure. They will be accountable to an effective partnership between the… more
- LinkedIn (Mountain View, CA)
- …of litigation and pre-litigation disputes. You will also handle subpoenas and regulatory responses, oversee eDiscovery on your matters, and provide litigation and ... regulatory risk counseling related to LinkedIn business issues. Best...information available across the business + Handle subpoenas and regulatory inquiries, and other litigation-adjacent matters + Work to… more
- Pfizer (South San Francisco, CA)
- …clinical study reports (CSRs), investigator brochures, statistical analysis plans, and regulatory documents. + Foster a transparent environment that builds strong ... external partners, such as project leaders, research units, biostatistics, regulatory affairs, clinical pharmacology, human genetics, translational oncology, precision… more
- BMO Financial Group (Modesto, CA)
- …uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works collaboratively within the market, BMO ... to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. + Works collaboratively within the market, BMO… more
- City National Bank (Santa Monica, CA)
- …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the ...Regulatory / Compliance - strong understanding of the regulatory environment CNB operates in to manage risk and… more
- Merck (South San Francisco, CA)
- …external vendors and partners, creating an aligned, quantitative and model-informed regulatory framework to impact strategies and decisions of drug discovery and ... and interpretation of data. + Maintain a comprehensive understanding of global regulatory expectations and shape, present and defend regulatory documents and… more
- AIG (Los Angeles, CA)
- …multinational insurance programs. This includes issuing timely policies, providing regulatory advice, sharing local knowledge, supporting efficient money movement ... the completion of a comprehensive territorial analysis detailing the multinational regulatory requirements to be included in the quotation document. + Collection… more
- Wells Fargo (Los Angeles, CA)
- …management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 examinations (or FINRA ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining… more
- Abbott (Sylmar, CA)
- …Ensures software systems are developed, validated and maintained in compliance with regulatory and business procedures. As a global leader in Cardiac Rhythm ... of Quality Management Systems (QMS), Environmental Management Systems (EMS), and other regulatory requirements. + Complies with US Food and Drug Administration (FDA)… more
- BMO Financial Group (San Ramon, CA)
- …and implement solutions. Manages product risks in compliance with legal, regulatory , and risk compliance, and reporting. Collaborates with internal partners across ... maintains product directives and policies. + Completes required internal and regulatory reporting, and attestations. + Identifies existing and potential risks and… more