- Citigroup (Miami, FL)
- …client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development** ... with clients **Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability +… more
- Carnival Cruise Line (Miami, FL)
- …Compliance, and other corporate teams to ensure alignment on labor practices and regulatory requirements. + Partner with the HRIS team to support implementation and ... environments. The manager must navigate local labor market challenges, regulatory differences, and hiring logistics across multiple countries. The role… more
- MUFG (Tampa, FL)
- …to program reviews and governance forums. + Support RCSA reviews and oversee regulatory compliance. + Maintain a structured and logical approach to work. + Utilize ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (Tampa, FL)
- …experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing guidance for ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Research, compile information, and assist with preparation of responses to regulatory authorities. + Research and coordinate Anti-Money Laundering issues and ... projects as needed. + Assist with FINRA regulatory filing 5130 and documenting exemptions as applicable. + Work with firm associates to ensure maintenance of a… more
- Jabil (St. Petersburg, FL)
- …documents.* Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community.* Ability to effectively ... documents.* Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community.* Ability to effectively… more
- NextEra Energy (Palm Beach Gardens, FL)
- …and urgency required to make informed decisions regarding safety, regulatory compliance, system integrity, and engineering complexity under limited supervision. ... reliability + Ensure all automation solutions comply with industry standards, regulatory requirements, cybersecurity standards, and corporate policies + Promote a… more
- MUFG (Tampa, FL)
- …Section's operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and procedures ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Verdantas (Tampa, FL)
- …environmental site investigation, remediation planning design, and implementation, and regulatory compliance activities. Your work will directly contribute to the ... quality consistent with company and professional standards + Interact with regulatory agencies knowing what information to provide, when, and with appropriate… more
- Citigroup (Miami, FL)
- …and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + Ensure strong ... + Flag and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand the… more