- PNC (Tampa, FL)
- …policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and ... and Sanctions risk and internal controls. Researches AML and Sanctions regulatory developments. Assists, as appropriate, in updating or implementing new/enhanced… more
- Synchrony (Altamonte Springs, FL)
- …models. + Keep pace with the latest model developments in academia, regulatory environment, risk technology (vendor and in-house) and financial services industries ... to provide expert guidance to the Synchrony Financial functions. + Support regulatory examinations and internal audits of the modeling process and selected models… more
- Arena Investors LP (Jacksonville, FL)
- …. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; ... blotter, trade errors, best execution, allocation, principal/cross trades, etc.); . Regulatory filings oversight/co-ordination (eg Form ADV, Form PF, Form 13F, Form… more
- Coinbase (Tallahassee, FL)
- …experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
- Carnival Cruise Line (Miami, FL)
- …role responsible for overseeing the strategic management, operational readiness, and regulatory compliance of all deck and safety-related assets, including intact ... preventive maintenance programs, and asset renewal plans to ensure optimal performance, regulatory compliance, and the highest standards of maritime safety. + Act as… more
- Molina Healthcare (FL)
- …contracts activities including maintenance of state correspondence and regulatory databases, communication of deliverables/submission between staff and governmental ... agencies and contract review. * Maintains calendar and databases documenting regulatory filings, approvals of member materials, member/provider inquires and ad hoc … more
- Truist (Orlando, FL)
- …Description Summary Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are ... suitability and required documentation has been met. Focus on meeting all regulatory requirements pertaining to transaction review. Perform a holistic view of… more
- Fujifilm (Tallahassee, FL)
- …Division General Counsel and senior business management on general legal and regulatory risks affecting the Medical Device businesses, including with respect to ... healthcare regulatory compliance, anti-kickback statutes, the False Claims Act, US...other applicable laws. + Keep abreast of legislative and regulatory changes with respect to healthcare and other relevant… more
- TECO Energy (Ybor City, FL)
- …skills * Basic working knowledge of the processes that ensure compliance with regulatory or industry requirements such as NERC CIP, SOX, and PCI WORKING CONDITIONS ... working knowledge of the processes that ensure compliance with regulatory or industry requirements such as NERC CIP, SOX,...working knowledge of the processes that ensure compliance with regulatory or industry requirements such as NERC CIP, SOX,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar activities to identify, assess, ... Develops privacy policies, standards, and procedures. + Oversees the privacy regulatory control framework. + Develops process improvements for risk management… more