- PNC (Aventura, FL)
- …decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures. PNC Employees ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- MUFG (Tampa, FL)
- …and recovery procedures. + Detailed knowledge and experience in security and regulatory frameworks (ISO 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- CAE USA INC (FL)
- …your passion for aviation to new heights, ensuring each lesson meets rigorous regulatory standards and CAE's unwavering commitment to excellence. With room to grow ... a flight simulator and ground school in accordance with the appropriate regulatory agency, CAE approved curriculum, and customer requirements. Act as subject matter… more
- JPMorgan Chase (Tampa, FL)
- …+ Oversee primary control responsibilities for all controls impacting Sanctions and Regulatory Operations globally. + Chair governance forums and play a key ... Risk assessment, and Key Risk Indicator development. + Audit, CCOR, and Regulatory Exam readiness and management experience. + Ability to analyze problems, apply… more
- PNC (Tampa, FL)
- …Through Expertise, Loan Review, Organizational Governance, Planning and Organizing, Regulatory Environment - Financial Services **Work Experience** Roles at this ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- JPMorgan Chase (Tampa, FL)
- …as part of Securities Services strategic business risk reviews, analysis of regulatory and market developments, New Business Initiative Approvals and review of ... mitigating controls. Recommend any adjustments required to meet JPMC policy, regulatory requirements, and industry best practices. + Participate in key technology… more
- MUFG (Tampa, FL)
- …to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment + Strong verbal and written ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- AssistRx (Orlando, FL)
- …and remediation efforts. . Governance & Compliance . Ensure compliance with regulatory frameworks (HIPAA, SOC 2, etc.) and internal policies. . Lead internal ... architecture. * Strong understanding of risk management, threat modeling, and regulatory compliance. * Exceptional verbal and written communication skills. *… more
- Duke Energy (Odessa, FL)
- …to technical bases and within prescribed schedules. Due to the increasing regulatory requirements in this area, this position will ensure that documentation of ... and associated safety policies, practices, and procedures. + General familiarity with regulatory requirements applicable to the position (eg NERC, CIP, EPA, state… more
- Kedplasma (Pensacola, FL)
- …training sessions based on needs that have arisen from audits and/or regulatory and operational requests. + Coordinates and facilitates new employee orientation. + ... training updates are performed on a timely basis. + Follows all SOPs, regulatory policies and procedures including the employee handbook. + Responsible for remaining… more