- PNC (FL)
- …supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be performed from ... have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred for this role and/or public finance… more
- MUFG (Tampa, FL)
- …design begins, ensuring applications are secure by control design and compliant with regulatory mandates such as FFIEC, SOX, PCI-DSS, NIST CSF, CRI, and industry ... prior to architectural design, ensuring alignment with enterprise risk appetite and regulatory mandates. . Develop control requirements that span IaaS, PaaS, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies, standards and procedures. + Develop and maintain the privacy regulatory control framework. + Develop and provide appropriate guidance, education, training ... of identified metrics to track privacy program effectiveness. + Respond to regulatory agencies, as applicable. + Mentor associates with less experience. + Perform… more
- TD Bank (Fort Lauderdale, FL)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards,… more
- First Horizon Bank (Miami, FL)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more
- American Express (Sunrise, FL)
- …Compliance oversight, guidance and challenge to business stakeholders on compliance/ regulatory requirements applicable to projects and processes. This requires ... (eg, marketing collateral) to effectively mitigate compliance risks and provide regulatory guidance on applicability of consumer credit laws including but not… more
- Citigroup (Tampa, FL)
- …on Adjustment Reduction and Data Automation, directly tied to key regulatory concerns. This high-impact role requires a seasoned program management professional ... with a proven track record of successfully navigating complex regulatory projects and driving transformational change within large organizations. The role will be… more
- JPMorgan Chase (Tampa, FL)
- …Risk (CCOR) organization, you will support executing the Compliance framework for Regulatory Operations. In this role, you will actively engage with the Line ... You will have knowledge in Compliance and familiarity with regulatory requirements, particularly regarding governance framework, escheatment process, estate… more
- American Express (Sunrise, FL)
- …of Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within internal policy and ... external regulatory frameworks. The ideal candidate has strong subject matter...Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc. ** Regulatory Change Management:** + Executing impact assessments for … more
- TECO Energy (Tampa, FL)
- …skills, and experience in the utility industry. Ensures compliance with regulatory filings, including testimony, rate cases, and compliance filings. Manage continued ... model (ie, Income Statement, Balance Sheet, and Cash Flows), as well as regulatory surveillance reports including rate base, net operating income, rate of return,… more