- Canon USA & Affiliates (Albany, NY)
- ** Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is ... requested, write/review CMSU policies, procedures and guidance documents incorporating regulatory requirements/actions + Assist in maintaining proper preparedness for… more
- M&T Bank (Buffalo, NY)
- …**Overview:** Conduct technical research, prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external ... schedules, reconciliations and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of… more
- Wells Fargo (New York, NY)
- …a Lead Business Execution Consultant to drive project management and support regulatory risk and control initiatives within Market Conduct and Supervision. This is ... Corporate & Investment Banking + Big 4 consulting experience + Experience leading regulatory and compliance related projects + Ability to execute in a fast paced,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but...to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief… more
- MUFG (New York, NY)
- …facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process + Assist with system ... configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, and ongoing… more
- Lincoln Financial (Albany, NY)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and ... provide a work from home/remote work environment. _Background Details_ As a Regulatory GAAP and Statutory Investment Reporting Analyst, you will be responsible for… more
- Moss Adams LLP (New York, NY)
- **Consulting Staff - Financial Institutions Regulatory Compliance & BSA** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit, information systems and related consulting services… more
- BlackRock (New York, NY)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review** **Location: New York or Boston** **About this role** Elevate your career ... product, marketing and compliance groups and FINRA staff to help ensure regulatory compliance of marketing and sales collateral, digital content, and market… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... or equivalent combination of education and applicable experience (preferred: research or regulatory ) + 3 years of experience in clinical research or a related… more
- Intertek (Cortland, NY)
- Engineer - HVAC Safety, Regulatory Compliance, Cortland, NY Intertek, a leading provider of quality and safety solutions to many of the top recognized brands and ... companies is actively looking for Engineer - HVAC Safety, Regulatory Compliance to join our Electrical team in Cortland, NY. This is a fantastic opportunity to grow… more