- Wells Fargo (Brooklyn, NY)
- …as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + This position is not ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- JPMorgan Chase (New York, NY)
- …in-depth analysis of product usage and trading performance, ensuring adherence to regulatory requirements, and maintaining a strong knowledge of futures trading and ... of futures trading and associated analytics. + Ensure adherence with all relevant regulatory and control agenda requirements. + Be an integral member of the Futures… more
- OLV Human Services (Buffalo, NY)
- …overnight system and staff. 10. Ensures direct reports' documentation required by regulatory bodies is confidential and compliant. 11. Coaches and mentors assigned ... by the RTF Director. Skills: * Supervisory experience * Computer experience * Regulatory knowledge Competencies: * Proactivity: Identifying what needs to be done and… more
- AIG (New York, NY)
- …Operations, Audit, COE, Modeling, Engineering, Natural Catastrophe Modeling, Actuarial, Claims, Regulatory and Legal to share insights and best practices across the ... close collaboration with all regional business leaders, Legal, Claims, Actuarial, Filing/ Regulatory , Claims, and ERM. + Implementation of appropriate KPIs and… more
- Wells Fargo (New York, NY)
- …part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary **Pay Range** Reflected is ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Edward Jones (Fresh Meadows, NY)
- …high-quality, streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch team ... associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC), as well as required CE training to ensure… more
- M&T Bank (Ithaca, NY)
- …with all origination procedures including bank policies and procedures and regulatory requirements. + Advises management on effective compliance strategies and ... modifications to corporate operating policies where appropriate to ensure ongoing regulatory compliance. + Independently monitors trends and developments in the… more
- Arms Acres (Carmel, NY)
- …Operations to provide a safe and clean environment and meet all regulatory standards through the supervision of the departments of Maintenance and Housekeeping. ... facility. 8. Ensures physical plant is in compliance with federal, state and local regulatory agencies and with JCAHO. Prepares manuals and check lists to ensure the… more
- Humana (Albany, NY)
- …provide oversight of credentialing functions and compliance with accrediting and regulatory agencies. + Apply best practices to enhance credentialing processes and ... governance boards and act as a liaison between operational teams, legal, regulatory compliance, and provider relations teams **What Humana Offers** We are fortunate… more
- Coinbase (Albany, NY)
- …you'll be doing: * You should have a strong understanding of regulatory and legal requirements related to compliance, such as: Transaction Monitoring, Sanctions, ... training team * You will ensure your training program is aligned with regulatory and legal requirements * You will maintain multiple training program asset types:… more