- Mount Sinai Health System (New York, NY)
- …**Responsibilities** + Ensures compliance with good clinical practice and regulatory guidelines. + Completes and coordinates monitoring responsibilities in strict ... adherence to regulatory requirements, standards and protocols. + Responsible for a comparison review of collected data and scans of original clinical consent… more
- City of New York (New York, NY)
- …its related issuers to ensure consistency with municipal market and regulatory expectations. - Attending all local development corporations board meetings, ... corporate governance and disclosure matters related to federal, state and local regulatory compliance. - Coordinating with City agencies, including State and City… more
- Mizuho Corporate Bank (New York, NY)
- …player. + Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience with drafting and ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- TD Bank (New York, NY)
- …to client and audit management. + Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy. + Provide ... processes. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide prompt and comprehensive response to all external audit,… more
- MUFG (New York, NY)
- …Americas, Inc. (MUSA) Finance Department: 1. Capital Planning, 2. Regulatory Reporting, 3. Product Control, and 4. Corporate Accounting. **Qualifications** ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a team in a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include industry regulations, policies… more
- FlexStaff (Chappaqua, NY)
- …contributing to an organization committed to excellence in patient care and regulatory adherence. In this pivotal role, you'll leverage your healthcare environment ... and records for anesthesia services as needed - Stay current on industry trends, regulatory updates, and best practices to ensure ongoing compliance - Serve as a… more
- New York State Civil Service (Albany, NY)
- …and AML Compliance; ABA Certificate in Fraud Compliance; Certified Regulatory Compliance Managero CSBS: Certified Anti-Money Laundering Specialist* Demonstrated ... has a regional, national and/or international presence; or 2) a governmental regulatory entity. This experience must include practical and technical knowledge about… more
- M&T Bank (New York, NY)
- …ensure an understanding of the Bank's product offerings, and communicate regulatory and product changes and enhancements. + Maximizes the Department's profitability ... based relationships. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- Loretto Management Corporation (North Syracuse, NY)
- …or environmental issues. + Understands all HIPAA and other compliance & regulatory requirements associated with their role, including completion of required internal ... Qualifications + Bachelor's or Master's in social work. + Thorough knowledge of regulatory requirements of DOH/DSS and all pertinent agencies. + Proven knowledge of… more