- JPMorgan Chase (New York, NY)
- …and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures. + Interface directly with clients and ... and skills:** + Able to adapt and stay abreast of changing technology and regulatory policies + Highly proficient user of Word, PowerPoint, and Excel Chase is a… more
- Ankura (New York, NY)
- …and production of electronic data relevant to litigation or regulatory investigations . Responsibilities: Functional Discovery Tasks: + Collections/Pre-Processing + ... documenting, and preventing deletion of data potentially relevant to litigation, regulatory matters, or critical business operations + Develop solutions and… more
- Rochester Regional Health (Rochester, NY)
- …ensure quality and current course content, best practice, and achievement of regulatory standards;* Performs other duties as assigned by the President, Senior ... that increase effectiveness in the role and meet institutional and regulatory requirements. * Makes recommendations regarding equipment, software purchases, and… more
- Wells Fargo (New York, NY)
- …subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- MUFG (New York, NY)
- …by Second Line of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. + Participate in ongoing ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- TD Bank (New York, NY)
- …broad managerial and deep specialized knowledge at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to ... own field + Develops and maintains a robust understanding of the regulatory requirements, customer, market, and industry to deliver product and process innovation… more
- WSP USA (New York, NY)
- …calculations, permit applications, schematics, construction, compliance documentation, and regulatory and technical analysis memos. + Coordinate, review and ... and implement site Health and Safety Plans (HASPs). + Interact with regulatory agencies, subcontractors, and clients in a confident and professional manner. +… more
- WMCHealth (Kingston, NY)
- …established infection control practices and adheres by Hospital and regulatory standards to ensure patient safety. RESPONSIBILITIES + Demonstrate comprehensive ... related to instrument processing, infection control, patient safety, quality improvement, regulatory and OSHA standards. + Informs team leader/manager of any… more
- Constructive Partnerships Unlimited (Brooklyn, NY)
- …Job Brief Administrative Assistant maintains borough records, including payroll, regulatory documentation, schedules, reports and other pertinent information as ... the Administrative Assistant, and maintains borough records, including payroll, regulatory documentation, schedules, reports and other pertinent information as… more
- City of New York (New York, NY)
- …duties will include: - Assist with compliance, policy development, training, and regulatory meetings to ensure adherence to health and safety standards. - Analyze ... health and safety concerns and violations. - Investigate and respond to regulatory violation notices, initiating corrective actions and preparing reports. - Oversee… more