- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- …are performing with in compliance. The Director will also provide support during regulatory inspections and internal audits and work to ensure that all identified ... evaluation and education of site GMP compliance against current and emerging regulatory trends. + Define and implement systems, and metrics for maintaining … more
- Citigroup (New York, NY)
- …Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on ... Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations.… more
- Scotiabank (New York, NY)
- …security and contribute to the overall success of the US IS&C's governance, regulatory compliance, and risk program. This role requires a seasoned professional with ... background in information security, risk management, cybersecurity/technology risk, audit, regulatory compliance, and governance. The IS&C Senior Manager will lead… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients, ... litigators) and/or in collaboration with outside counsel. The Counsel, Litigation and Regulatory will work on a wide range of matters, including general commercial… more
- CIBC (New York, NY)
- …Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects ... of new US and cross-border business initiatives; 4) assisting with regulatory exams by regulators such as NFA and SEC; 5) developing and conducting training on… more
- Project Renewal, Inc. (New York, NY)
- …promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior Manager, ... on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the… more
- Bank of America (New York, NY)
- …technology teams all with an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required to interact with senior ... all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a tri-annual… more
- Santander US (New York, NY)
- …responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate will ... oversee the regulatory capital budgeting and management process including the alignment...The ideal candidate should possess a comprehensive understanding of regulatory capital frameworks, including the Basel rules, advanced financial… more
- American Express (New York, NY)
- …Assurance Organization (FRQA) within Corporate Controllership, in support of the Regulatory Reporting Automation program. This role is responsible for leading ... transformational efforts to elevate our controls and risk management for regulatory high-risk reports on critical enterprise initiatives, focusing on driving the… more