- City National Bank (New York, NY)
- …WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting ... to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of T&I Regulatory Remediation Oversight will focus on leading a group of… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Marex (New York, NY)
- …Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time ... guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition,… more
- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and ... compliance risk. Additionally, the role will be responsible for maintaining regulatory change management, policies and procedures, training. This role is responsible… more
- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition,… more
- University of Rochester (Rochester, NY)
- …for clinical research conducted at CHeT. Ensures clinical data quality, regulatory compliance, and integrity of research documentation while collaborating with ... compliance with Good Clinical Practices (GCP) and national and international regulatory requirements specific to the biopharma and medical technology sectors through… more
- HSBC (New York, NY)
- …operate consistently and efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities: + Model Risk ... providing second line assurance on the implementation of policy, and monitoring regulatory developments impacting model risk. + Model Risk Stewardship - Facilitating… more
- TD Bank (New York, NY)
- …improvement of compliance policies and procedures to ensure adherence to regulatory requirements across multiple jurisdictions and business lines, including consumer ... role also supports strategic planning for US Compliance by anticipating emerging regulatory challenges and driving sustainable solutions that meet regulatory … more
- WTW (New York, NY)
- …who provide centralized support to US and Canadian associates on legal, regulatory and policy issues affecting our clients' employee benefit plans and compensation ... consultants to: support business initiatives; respond to inquiries on legal and regulatory issues; prepare written material on legal and regulatory developments… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and… more