- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... (b) safeguarding the business against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to make Meta the premier… more
- SMBC (New York, NY)
- …the business and risk management. You will support bank's climate-related financial risk regulatory reporting and disclosure to meet Federal & State regulatory ... tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner consistent… more
- Bloomberg (New York, NY)
- …under the UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with indices, financial benchmarks ... products within the financial markets; be familiar with relevant FCA and European regulatory requirements as well as IOSCO principles; and be able to implement … more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance systems such ... as case management, regulatory reporting, and surveillance tools. The ideal candidate will identify process improvement opportunities and implement technologies to… more
- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to...and act as the connection point between GRC, Legal, Regulatory Offices, and the business, maintaining Integrity subject matter… more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive communications surveillance program,… more
- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... (b) safeguarding the business against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to make Meta the premier… more
- Equitable (New York, NY)
- …corporate goals. Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward. This individual ... and policy proposals, leveraging your deep expertise in life insurance regulatory areas such as capital, solvency, liquidity, investments, reinsurance, retirement… more
- Raymond James Financial, Inc. (New York, NY)
- …the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ensure ... adherence to federal, state, and self- regulatory requirements, and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the… more