- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- TD Bank (New York, NY)
- …as key advisors on OFAC and global sanctions issues, guidance, processes, regulatory changes, and escalations. The ideal candidate will have sanctions regulatory ... will support Corporate Functions by providing oversight, subject matter expert policy/ regulatory guidance and advisory services related to specialized domains of… more
- American Express (New York, NY)
- …an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... bank category (Cat 3/2), it leads to an uptick in regulatory scrutiny and increased regulatory expectations. As a result, we are forming a centralized Exam… more
- Mizuho Corporate Bank (New York, NY)
- …via Archer, and fostering a strong risk-aware culture aligned with regulatory expectations. Key Responsibilities: + Strategic Leadership in Model Governance: ... the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: Maintain a… more
- TD Bank (New York, NY)
- …Coordinate cross-functional initiatives and provide thought leadership on evolving regulatory expectations and best practices in program management across Compliance ... certification (eg, CRCM, CAMS, PMP) preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk… more
- Arc Allegany-Steuben (Wellsville, NY)
- …conducting incident investigations, completing surveys/reviews, and training. JOB FUNCTIONS: Regulatory + Conduct investigations related to the Incident Management ... process + Maintain a working knowledge of regulatory requirements and agency procedure regarding investigations including the Justice Center Code of Conduct, Core… more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory trends… more
- Pfizer (New York, NY)
- …manuscripts through co-authorship. The candidate may also provide support in regulatory submissions including responses to regulatory queries. Successful ... Provide scientifically rigorous statistical input into project development plans, regulatory submissions, interpretation of statistical results, study design, statistical… more
- Lumen (Albany, NY)
- …will lead strategic communications to support Lumen's public policy, legislative and regulatory priorities at the federal, state and local levels. As part of ... affairs leadership, providing strategic communications counsel on public policy, regulatory developments, and reputational risk. Translate complex policy issues into… more
- JPMorgan Chase (New York, NY)
- …the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... private market investments. You will lead regulatory and compliance risk oversight for some of the...groups responsible for the fund's strategies. + Advise on regulatory matters related to fund formation, valuation, investment restrictions,… more