- Mount Sinai Health System (New York, NY)
- …coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet ... The Project Manager II will work closely with investigators, research teams, regulatory bodies, and institutional leadership to ensure the success of each study… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development.… more
- Heritage Financial Credit Union (Middletown, NY)
- …thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to use your experience and knowledge to ... lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a...Program with a primary focus on the CMS and Regulatory Lending Compliance. The Analyst will maintain broad and… more
- TD Bank (New York, NY)
- …that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance ... Director of Quality Assurance with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory … more
- American Express (New York, NY)
- …review of Bank compliance-related policies and procedures, ensuring they meet regulatory expectations and are effectively communicated and implemented across the ... response and remediation strategy of Compliance-related audit reviews and regulatory examinations. + Communicate effectively and appropriately to all relevant… more
- American Express (New York, NY)
- …of Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within internal policy and ... external regulatory frameworks. The ideal candidate has strong subject matter...Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc. ** Regulatory Change Management:** + Executing impact assessments for … more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits,… more
- TD Bank (New York, NY)
- …certification (eg, CRCM, CAMS, PMP) preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk ... + **Experience with management reporting/reporting routines (excluding Board reporting), regulatory exams, or senior-level stakeholder management.** + **Comfortable operating… more
- American Express (NY)
- …of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... review, analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple teams… more
- KeyBank (NY)
- …policies, procedures, training program content, issues management, implementation of regulatory changes, reporting routines (executive, regulatory , and ... and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate potential risk exposure to Key from complaints.… more