- Raymond James Financial, Inc. (New York, NY)
- …objectives and develops processes and procedures to ensure adherence to all regulatory requirements. * Partners with business units to recommend policy and process ... and responsible banking committees and/ or working groups as needed. * Research regulatory updates to identify linkages and trends and apply findings. * Performs… more
- City of New York (New York, NY)
- …that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department of ... programs that educate staff on compliance requirements, conduct audits to ensure regulatory adherence, and provide ongoing guidance to support best practices. By… more
- AIG (New York, NY)
- …to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the ... crime/fidelity and kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products; and +… more
- WMCHealth (Valhalla, NY)
- …Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program Manager. + Maintain current… more
- Scotiabank (New York, NY)
- …products and services, organic business growth, system changes/new implementation, regulatory requirements; + Participate in the collation of information required ... regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory and audit findings and work with business product owners to… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- Danaher Corporation (Cortland, NY)
- …sites within the assigned region. This role ensures compliance with regulatory standards, drives continuous improvement initiatives, and fosters a culture of ... be a strategic leader with deep expertise in quality systems, regulatory compliance, manufacturing, and cross-functional collaboration. This position reports to the… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing training… more
- APTIM (New York, NY)
- …10+ years of proven expertise in environmental compliance, air permitting, and regulatory strategy. This key role supports both internal teams and external clients ... Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, NSPS, and… more
- Weill Cornell Medical College (New York, NY)
- …NYC Offices **Position Summary** Functions as the lead analyst within the respective regulatory team to support the regulatory and research oversight function of ... and Human Research Protection Program (HRPP). **Job Responsibilities** + Conducts regulatory and administrative reviews of Exempt, Expedited and Full Board… more