- Bassett Healthcare (Cooperstown, NY)
- …direct accountability for clinical practice as it relates to, quality and regulatory compliance, interventional and procedural based activities. The Director is a ... consistent, safe, high-quality practice and processes, compliant with all appropriate regulatory bodies, are in place for all procedural and interventional activity… more
- Fiserv (New York, NY)
- …A successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory compliance and manages risk across high-risk verticals such as gaming, ... monitoring and testing, and supports business initiatives while aligning with Fiserv's regulatory obligations and risk mitigation strategies. **What you will do:** +… more
- The Rare Wine Co. (Brooklyn, NY)
- …eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role in ... including managing alcohol beverage licensing, overseeing federal and state regulatory filings, and coordinating product and brand label registrations. The… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- MUFG (New York, NY)
- …and vendor integrations, enabling rapid troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, back office ... adjust unsettled amounts and implement corrective actions that preserve liquidity and regulatory compliance. + **Vendor & Master‑Data Coordination** + Act as the… more
- S&P Global (New York, NY)
- …monitoring and testing of controls. + Contribute to projects that address regulatory needs (eg, modifying processes to address changes in regulation, regulatory ... SOPs of S&P Global Ratings. + Support risk and regulatory projects across S&P Global Ratings, as needed. +...and resolution of Management Action Plans (MAPs) that address regulatory , compliance and internal audit findings. + Support and… more
- Justworks (New York, NY)
- …ensuring successful submission to vendors and state agencies for licensing and regulatory compliance. This role sits at the intersection of regulatory ... compliance and operational execution. It involves translating complex regulatory requirements into clear processes, controls, and systems that ensure compliance at… more
- Citigroup (New York, NY)
- …Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on ... Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations.… more
- Scotiabank (New York, NY)
- …management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in ... procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant stakeholders. +… more