- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- JPMorgan Chase (New York, NY)
- …management and execution, partnering with colleagues cross-functionally, monitoring regulatory developments and driving global consistency while complying with ... comprehensive materials, coordinating with stakeholders, and ensuring alignment with regulatory requirements and the Firm's strategic objectives** + **Support the… more
- CSL Plasma (Cheektowaga, NY)
- …This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and ... of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate… more
- New York State Civil Service (New York, NY)
- …will include, but are not limited to, the following: * Renders professional regulatory and legal advice of a high degree of difficulty involving application of ... with, and effectively collaborates on, policy, enforcement, litigation, and regulatory matters concerning the regulation of financial institutions doing business… more
- Zurich NA (New York, NY)
- …records management best practices while supporting global adherence to evolving regulatory requirements and embedding CRU processes/controls within the 1st Line of ... Support the integration of compliance controls into business processes, ensuring regulatory adherence and operational effectiveness. + Support the design, delivery,… more
- M&T Bank (Buffalo, NY)
- …programs that informs how to align practices with business objectives and regulatory requirements, including (but not limited to) developing complex process maps, ... to align technology practices with overarching business goals and regulatory requirements; maintain productive relationships with stakeholders and/or with… more
- Deloitte (New York, NY)
- Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... and sanctions violations, as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of developing and maintaining… more
- Citigroup (Queens, NY)
- …(QATV), within the Finance Transformation organization, independently assess in-scope regulatory and management reports and associated report production processes ... for completeness, accuracy and conformance to regulatory requirements and adherence with relevant Policies, Standards, and Procedures with the aim of identifying… more
- Gateway Hudson Valley (Kingston, NY)
- …core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. Provide intensive case ... of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log...date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …are provisioned for in a multitude of public policy, legislative, and regulatory regimes and initiatives. Key Responsibilities Serve as the strategic leader of ... for the operation and managing resources to achieve policy, legislative, regulatory , and reputational goals that support core enterprise and therapeutic objectives.… more