- Pfizer (New York, NY)
- …investigator brochures, clinical study reports, statistical analysis plan, and regulatory documents. + Provide leadership to early stage clinical scientists ... with other clinicians, statisticians, clinical pharmacologists, translational biologists and regulatory specialists. Meet regularly with the Pfizer Oncology group… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering Analytics About Deloitte Regulatory , Risk & ForensicOur Deloitte Regulatory , Risk & Forensic team helps client leaders ... translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organizations. Join our team… more
- Citigroup (New York, NY)
- …& Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are ... a major US Bank) with 5 - 8 years of experience in regulatory reporting or liquidity management cross-functional programs. This is an individual contributor,… more
- Motion Recruitment Partners (New York, NY)
- …platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics backgrounds ... * Knowledge of the US regulatory environment pertaining to alternative trading systems and the...& timeliness of data * Willingness to learn new regulatory /technical terrain quickly. * Problem solver, think outside of… more
- University of Rochester (Rochester, NY)
- …that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong, ... compliance efforts to ensure they evolve in response to new risks, regulatory changes, and institutional needs. **Other Duties as Assigned** + Provides leadership… more
- Marex (New York, NY)
- …checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales, ... and Compliance reporting. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and...under the SEC, FINRA, NFA, CFTC and other applicable regulatory bodies. + Adhere to the operational risk framework… more
- University of Rochester (Rochester, NY)
- …for complex studies. + Completes annual performance evaluations/reviews for HSRS I. ** Regulatory Oversight:** Oversees and manages the regulatory details for ... + Creates, modifies, organizes, and maintains study documentation for the regulatory file + Manages and submits study applications, amendments, and continuing… more
- City National Bank (New York, NY)
- …underwriting and operations, handling lender self-reporting requirements, and coordinating regulatory audits and fraud reporting. The ideal candidate brings strong ... partners. * Monitor reporting requirements and ensure adherence to changing regulatory and investor guidelines. * Manage the intake, documentation, and submission… more
- JPMorgan Chase (New York, NY)
- …including COOs and heads of Operations, Legal, Risk, Counterparty Management, Regulatory Governance etc. + Build connections with internal front to back ... mission and goals. + Keep abreast of strategic industry developments, regulatory changes, vendor solutions and technology opportunities, and support clients with… more
- YAI (Milford, NY)
- …Ensures program quality and compliance with Federal, State, local and other regulatory requirements, oversees clinical programming, serves as an advocate for the ... practices and in line with Federal, State, Local and regulatory requirements. + Provides effective leadership and develops a...needs of the people we support and all applicable regulatory and agency standards. + Plays an active role… more