- MUFG (New York, NY)
- …offering materials, engagement letters, and fee letters. + Manage legal and regulatory risks in connection with ABS and CLO execution, marketing, and disclosure. ... risk retention, disclosure issues, and SEC, FINRA, and other applicable regulatory requirements. + Coordinate with outside counsel and internal stakeholders,… more
- SMBC (New York, NY)
- …refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from ... of all stages to demonstrate compliance with our internal processes and regulatory expectations. + Drive consensus among SMEs and other stakeholders during the… more
- S&P Global (New York, NY)
- …quality, and value for customers and the business. + Build systems for regulatory checkpoints such as KYC, AML, FATCA/CRS, and LEI. + Implement automation across ... + Ensure compliance with data privacy, data sovereignty, and regulatory architecture patterns (eg, regional sharding, zero-data copy patterns).… more
- Amazon (New York, NY)
- …seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges, to include Fire Code Compliance. This includes Certificate of ... - tracking, training, renewal, auditing, and coordination with stakeholders to reduce regulatory risk and maintain operational readiness. US and Canada Fire Code… more
- M&T Bank (Buffalo, NY)
- …technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, modernization and operational excellence ... DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking… more
- Stony Brook University (Stony Brook, NY)
- …team, responsible for completing inpatient registrations, insurance verification, securing regulatory signatures and collecting inpatient point of service payments ... Complete patient registration at inpatient bedside, including required demographic, regulatory information and signatures, and confirming insurance eligibility. +… more
- NASCO (Albany, NY)
- …operates under general direction and is responsible for providing legal and regulatory guidance to the organization. This person negotiates and drafts complex ... structure and associated risks, ensuring alignment with organizational goals and regulatory requirements + Collaborates with business partners on agreement structure… more
- The New Jewish Home (Bronx, NY)
- …Ensures compliance by staff with all applicable Federal, State and local regulatory and accreditation standards. o Ensures that required professional and ancillary ... performance improvement initiatives. 15. Evaluates the impact of industry and regulatory changes on the Quality Improvement programs; recommends appropriate and… more
- NYSERDA (Albany, NY)
- …and planning. The team member will have a particular focus on analysis and regulatory matters related to a strategic transition to a downsized and decarbonized gas ... that catalyze the clean energy transition, have policy research and/or regulatory experience, value collaboration, and be committed to NYSERDA's mission. Primary… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules… more