- Guardian Life (New York, NY)
- …posture through innovation, automation, and operational excellence, while ensuring regulatory compliance and fostering a culture of secure-by-design thinking across ... policies, standards, and procedures that align with industry frameworks and regulatory requirements (eg, NIST CSF, ISO 27001, CIS Controls, SOC2, PCI-DSS,… more
- PNC (New York, NY)
- …testing frameworks, and compliance with Basel, CCAR, IRRBB and Liquidity Risk regulatory framework. This highly visible role reports directly to the Chief Market ... approves the preparation and analysis of detailed documents for validation and regulatory compliance. + Directs, motivates, develops and manages the performance of… more
- Citigroup (New York, NY)
- …This senior role in the CTI Business Execution team will drive Regulatory Consent Order technical platform Simplification and Modernization commitments and will lead ... programs. The role will be responsible for ensuring strict adherence to regulatory requirements and enterprise governance frameworks, in collaboration with a team of… more
- Actalent (Syracuse, NY)
- …This role involves daily interactions with clinicians, sponsors, IRB, regulatory agencies, and other research professionals. As a subject/patient-facing position, ... for all aspects of trial conduct, including IRB submission, regulatory documentation, staff training, and overseeing subject enrollment. Responsibilities +… more
- Wells Fargo (Syracuse, NY)
- …as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining ... and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (New York, NY)
- …NY Plans, directs, implements and evaluates comprehensive law enforcement and regulatory programs in the field division. Incumbent assesses the effectiveness of ... criminal and regulatory programs and policies in meeting ATF goals. Manages...federal laws, regulations and policies governing law enforcement and regulatory operations in order to plan, direct, implement and… more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business (eg… more
- TD Bank (Brooklyn, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... in all common areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the lobby and frontline… more
- Wells Fargo (New York, NY)
- …large scale, and require consideration of global market dynamics, trends, regulatory impact, and risk management + Engage with leaders, stakeholders, subject ... and international growth strategies. + Identify market trends, client needs, and regulatory shifts to inform product's evolution. + Collaborate with sales and… more
- M&T Bank (Williamsville, NY)
- …of modifications to the Vendor Management Program based on industry and regulatory expectations. + Manage the development and maintenance of procedures and ... of the Bank. + Remain current with vendor management regulatory requirements and changes as well as industry best...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more