- The Salvation Army (West Nyack, NY)
- …Analyst position reviews legal documents for potential contractual concerns with regulatory requirements and The Salvation Army mission, program guidelines and ... agreements as submitted by commands to ensure compliance with both regulatory authorities and The Salvation Army mission, program guidelines and policies;… more
- TEKsystems (New York, NY)
- …processes, with a focus on Anti-Money Laundering (AML) compliance aligned with US regulatory standards. Key Areas of Internal Audit Expertise: + US AML Compliance + ... across banking and financial operations, with emphasis on AML compliance and regulatory adherence. + Evaluate internal controls and risk management processes in… more
- Capgemini (New York, NY)
- …across financial services. You'll work closely with clients to interpret regulatory requirements, enhance operational risk frameworks, and contribute to remediation ... optimization, process automation and resiliency. + Assist in translating regulatory requirements into practical solutions, contributing to process improvements and… more
- Capgemini (New York, NY)
- …the stability and continuity of financial institutions. You'll translate complex regulatory requirements into practical strategies, lead the delivery of resilience ... to design and implement operational resilience frameworks, translating complex regulatory requirements (eg DORA, PRA/FCA, Basel III) into actionable strategies… more
- TD Bank (New York, NY)
- …various partners to develop the content of those deliverables + Supports regulatory applications by providing relative business information for report to the ... applicable regulatory bodies/responding to requests for information **Shareholder Accountabilities:** +...and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... of audit work to evaluate the effectiveness of controls in compliance with ORM regulatory and risk-based guidance, and bank policies and procedures as part of the… more
- New York State Civil Service (Albany, NY)
- …Commission (PSC) during utility rate cases and during other policy-related regulatory proceedings. Additionally, the UIU serves as the statewide consumer advocate ... as possible, while maintaining safe and reliable service. The regulatory and wholesale energy market processes require UIU to...not limited to, the following:* Monitors, analyzes and reviews regulatory policies and utility rate cases at the Public… more
- Wells Fargo (Purchase, NY)
- …management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 examinations (or FINRA ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering About Deloitte Regulatory , Risk & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and...the business across the three lines of defense on regulatory , transactional, and documentation issues + Experience in managing… more
- WMCHealth (Kingston, NY)
- …that all services are provided in accordance with hospital and outside regulatory agency standards. They assist with policy and procedure development, long and ... + Oversees the growth and development of these programs Assists in ensuring regulatory compliance is maintained. + Assist in the development of and review of… more