- JPMorgan Chase (New York, NY)
- …at the forefront of guiding our Financial Advisors, ensuring adherence to regulatory obligations and managing operational risk. This role offers a unique opportunity ... will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely with us… more
- Rochester Regional Health (Rochester, NY)
- …provider orders. This is in accordance with approved techniques, policies and regulatory standards as established by regulatory agencies, standards and policies ... and staff and verifies pregnancy status if appropriate per department and regulatory standards. + Responsible for QA/QC procedures as designated and maintains… more
- Tompkins Community Bank (Mount Kisco, NY)
- …by ensuring all client interactions and business practices align with regulatory requirements and reflect the company's values of integrity, professionalism, and ... department. + Compliance & Ethics + Ensure all activities align with regulatory requirements and company standards. + Maintain confidentiality and integrity in all… more
- MUFG (New York, NY)
- …framework for the branch and subsidiaries. + Monitor developments in regulatory guidelines, assess requirements and implement compliant solutions. + Prepare and ... present reports and supplemental information for committees and regulatory requests. + Continuous development and enhancement of existing framework. + Assist in… more
- SMBC (New York, NY)
- …of IT application related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of ... timely remediation. * Perform issue assurance work for audit, regulatory , and self-identified to confirm closure or recommend additional...relevant standards (ie NIST, CRI, etc ) and related regulatory expectations (ie NYS DFS 500, FFIEC, etc )… more
- Cytel (Albany, NY)
- …complex manufacturing data to ensure product quality, consistency, and regulatory compliance. **As a Principal Biostatistician, your responsibilities will include:** ... with cross-functional teams, including analytical scientists, process engineers, and regulatory affairs, to develop and implement appropriate statistical strategies.… more
- CDM Smith (Buffalo, NY)
- …on the impact of long-range planning, introduction of new programs/strategies and regulatory action. * Works with the CEO and executives to identify potential ... and the Board of Directors. * Leads and is accountable for all regulatory compliance and ethical financial practices. * Identifies and evaluates M&A opportunities,… more
- Grant Thornton (New York, NY)
- …conflicts of interest, organized crime, and other scenarios posing legal or regulatory exposure to our clients + Conducting targeted research on regulatory ... preferred + Preferred experience in management consulting, internal audit, regulatory compliance, and/or forensic engagements + Proven capabilities in performing… more
- Grant Thornton (New York, NY)
- …conflicts of interest, organized crime, and other scenarios posing legal or regulatory exposure to our clients. + Conducting targeted research on regulatory ... required. + Preferred experience in management consulting, internal audit, regulatory compliance, and/or forensic engagements. + Proven capabilities in performing… more
- Equinox, Inc (Albany, NY)
- …of the day-to-day operations of the program, coordination of service delivery, regulatory compliance, staff supervision and fiscal viability of the program in the ... and maintain timely case records within agency policies and regulatory requirements. + Coordinate with other PROS staff the...budget + Assures incident reporting is timely and meets regulatory standards + Conducts weekly staff meetings in absence… more