- PNC (Charlotte, NC)
- …issues, reviewing and analyzing evidence, and documenting processes Demonstrated knowledge of financial products and services , including: Digital Payments (P2P / ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Truist (Raleigh, NC)
- …1. Audit and/or Regulatory examination experience 2. Familiarity with financial services technology-related laws, rules, regulations, and risk management ... Communications or equivalent education and related training. 2. 6-8 years of financial services or risk management experience or demonstrated equivalent… more
- City National Bank (Raleigh, NC)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... risk management activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CPA - Certified Public Accountant Or * CIA… more
- Sedgwick (Fayetteville, NC)
- …Top Companies Certified as a Great Place to Work(R) Fortune Best Workplaces in Financial Services & Insurance VP Internal Audit **PRIMARY PURPOSE** **:** Ensures ... the global plan of coverage for all financial , technological, and operational related risks are properly planned...and leverage costs incurred; creates budget requirements and monitors services to remain on budget. + Partners directly with… more
- ICON Clinical Research (Raleigh, NC)
- …role in resolution of any matters arising + Leading response to any financial reporting regulatory correspondence + Working with and supporting business unit ... internal control over financial reporting (SOX) **Your Profile:** + A Qualified Accountant with a minimum of 10-15 years' experience + Experience working with or… more
- Nelnet (Raleigh, NC)
- …diversified and innovative company committed to enriching lives through the power of service as a student loan servicer, professional services company, consumer ... the hypothetical book liquidation at value method used for financial statements, ensuring propriety of tax compliance relative to...position will closely partner with the Nelnet Tax Credit Services Controller and the Executive Director of Tax and… more
- Truist (Charlotte, NC)
- …delivery teams by developing and enhancing a complex set of Audit Services ' policies, procedures, practices, systems, processes and methodologies to enable a ... proactive, risk-based audit assurance program for Truist Financial Corporation. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- Prime Therapeutics (Raleigh, NC)
- …**Responsibilities** + Support the identification of potential risks across operational, financial , regulatory and strategic domains + Assist in conducting ... or other highly regulated industry + Experience researching and interpreting regulatory guidance + Certified Enterprise Risk Professional or Certified Internal… more
- Truist (Winston Salem, NC)
- …the following job description:** Participate in the management of Audit Services practices, including the Audit Methodology and related policies and procedures, ... in the design, development, implementation, and continuous improvement of Audit Services ' policies, procedures, practices, processes and methodologies to enable a… more