- Bank of America (New York, NY)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally,… more
- JPMorgan Chase (New York, NY)
- The Relationship Manager is an essential member of the Financial Advisor 's team. A Relationship Manager works in close partnership with the Financial Advisor (s) ... ideal candidate has a strong understanding of the Financial Advisor role and the ability to build strong relationships...to adapt and stay abreast of changing technology and regulatory policies + Strong ability to build effective relationships… more
- Heritage Financial Credit Union (Middletown, NY)
- …CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on risk-based internal ... Credit Union, internal audit is more than a checkpoint-it's a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager… more
- Albany Medical Center (Albany, NY)
- …engages in interactive dialogues with others. + Serve as a technical advisor for co-workers, students and other healthcare providers. Qualifications + Bachelor's ... with co-workers to facilitate problem solving + Serve as a technical advisor for co-workers, students and other healthcare providers. + Effectively communicate… more
- TD Bank (New York, NY)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... regarding compliance with employment laws + Serve as a partner and advisor on employment contracts, claims of discrimination, and employment-related arbitration +… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... role is not a manager. **Responsibilities:** + Serve as a partner and advisor on mergers, acquisitions, divestitures (including sell downs or spin offs), strategic… more
- Wells Fargo (New York, NY)
- …leader is responsible for aligning product innovation with client needs, regulatory requirements, and market trends. **Key Responsibilities:** + **Product Strategy & ... + Oversee the lifecycle of all investment products, ensuring applicability, regulatory compliance, and relevance. + Collaborate with partners across WIM (Well… more
- Citigroup (New York, NY)
- …& Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are ... Bank) with 5 - 8 years of experience in regulatory reporting or liquidity management cross-functional programs. This is...system process flows. * Be a trusted and informed advisor /partner to regional teams and lines of business staff… more
- University of Rochester (Rochester, NY)
- …program for academic and central administrative functions. The CCE is a trusted advisor to senior leadership as well as the president, and the University's Board ... that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong,… more