- American Express (Charlotte, NC)
- …Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new product / service ... of continuous learning and to ensure colleagues understand new regulatory obligations. + Act as a trusted advisor... regulatory obligations. + Act as a trusted advisor to senior leaders, supporting a culture of compliance… more
- American Express (Charlotte, NC)
- …and advise action owners on risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on ... make an impact in this role?** This **Director of Regulatory & Audit Exam Management** will be responsible for...help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal… more
- Edward Jones (Burlington, NC)
- …If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to ... building wealth, estate strategies, funding education and more. As a financial advisor with Edward Jones, you'll develop and grow your own practice, supported… more
- Edward Jones (Durham, NC)
- …visible members of the client team, working under the leadership of a financial advisor . You thrive in an inclusive team environment, are a continuous learner, have ... an impact to change lives. You and your financial advisor will complement each other to create capacity and...relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions + Critical… more
- Bank of America (Huntersville, NC)
- Financial Solutions Advisor I - Charlotte Cornelius, North Carolina;Huntersville, North Carolina; Denver, North Carolina **To proceed with your application, you must ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Cornelius/Financial-Solutions- Advisor -I Charlotte\_25032484) **Job Description:** At Bank of America, we're… more
- PNC (NC)
- …an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting the Risk, Change, ... Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work...be available in all geographic locations. The Compliance Program Advisor should have the following: * Capital Markets and… more
- Bank of America (Wilson, NC)
- Merrill Financial Solutions Advisor - Raleigh and Surrounding areas Raleigh, North Carolina;Wilson, North Carolina; Myrtle Beach, South Carolina; Chapel Hill, North ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/RALEIGH/Merrill-Financial-Solutions- Advisor Raleigh-and-Surrounding-areas\_25014672) **Job Description:** **Job Description:** This job is… more
- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) (Series 7 Required) Charlotte, North Carolina **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/National-Financial-Solutions- Advisor -I--Charlotte--NC Series-7-Required-\_25025608) **Job Description:** At Bank of America, we're… more
- Edward Jones (Greensboro, NC)
- …the competition simply can't: our unique branch-team business model. One financial advisor and one branch office administrator entirely focused on building client ... our sole profit center. And as an Edward Jones advisor , you're at the helm. That's why we provide...streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch… more
- IQVIA (Durham, NC)
- **(Senior) Scientific Advisor , Medical Communications** _This is a remote position and candidates must be US-based. Travel required 10-15%._ The (Senior) Scientific ... Advisor is responsible for optimizing the customer relationship, developing,...strategy and objectives. + Review technical documents to ensure regulatory compliance in all content created. + Identifies, develops,… more