- Oracle (Raleigh, NC)
- …to drive growth across **Commercial, Real-World Evidence (RWE), Clinical, Regulatory , and Safety research services** within pharmaceutical and biotechnology ... clients, navigating stakeholder ecosystems across Commercial, Medical, Clinical Development, Regulatory , Safety, and HEOR functions. **Responsibilities** **Key Responsibilities** **Business… more
- Edward Jones (Pinehurst, NC)
- …visible members of the client team, working under the leadership of a financial advisor . You thrive in an inclusive team environment, are a continuous learner, have ... an impact to change lives. You and your financial advisor will complement each other to create capacity and...**Skills:** + Ability to learn and apply legal and regulatory requirements related to selling financial solutions + Work… more
- Wells Fargo (Charlotte, NC)
- …role leverages outbound and inbound calling to drive growth in Financial Advisor (FA) productivity through training, education and client experience. The ideal ... role you will:** + Lead business growth initiatives that enhance Financial Advisor development and improve client experience. + Partner with Market Growth Directors… more
- Wells Fargo (High Point, NC)
- …. **In this role you will:** + Assist Financial Advisor (s) with sales, service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes,… more
- Bank of America (Charlotte, NC)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally,… more
- Synchrony (Charlotte, NC)
- …watchlist screening models, critical for combating financial crime and ensuring regulatory compliance. The successful candidate will be responsible for managing key ... process, including development, vendor management, monitoring, validation, implementation and regulatory responses. You will lead strategic initiatives to enhance… more
- Sprinklr (NC)
- …will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling ... mitigating risk. This individual will serve as a key advisor to the Board of Directors, General Counsel, CEO,...of Directors, General Counsel, CEO, and executive leadership on regulatory strategy, and partner closely with senior leadership across… more
- TD Bank (Charlotte, NC)
- …ability to execute advanced quantitative modeling along with managing high-stakes regulatory governance.** **The Lead Business Insights Specialist acts as an ... advisor to business leaders and stakeholders. This role provides...domain/functional and deep specialized knowledge at the enterprise, business, regulatory and industry levels** **Undertakes and completes a variety… more
- TD Bank (Charlotte, NC)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (Charlotte, NC)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging… more