- Truist (Raleigh, NC)
- …and Executive Committees key activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and their ... supporting metrics. + Develop and maintain effective ongoing communication with other leaders in the BU and leaders of relevant BUs. + Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business Unit processes, as… more
- US Bank (Charlotte, NC)
- …The US Bank Law Division is seeking an experienced attorney to join the Legal Regulatory Group (LRG) to support the enterprise Finance group as well as the Bank's ... business lines. The attorney will provide regulatory legal advice to senior management on new products...Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank… more
- TD Bank (Charlotte, NC)
- …+ Provide oversight and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners ... payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue… more
- ManpowerGroup (Raleigh, NC)
- …management and the board. + Collaborate with the compliance team to ensure adherence to regulatory requirements. + Act as a key advisor to senior management on ... within the banking or financial services industry. + Strong understanding of regulatory requirements and risk management frameworks. + Proficient in data analysis… more
- Wells Fargo (Charlotte, NC)
- …and retirement income support via inbound/outbound calls, team meetings, and advisor consultations + Deliver advanced retirement planning strategies tailored to ... to stay current on product offerings and ensure accurate advisor education + Serve as emcee and presenter at...to business growth strategy initiatives + Ensure compliance with regulatory and internal policy requirements + Track and report… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …supporting new technologies and channels, new product implementation, new client and advisor systems, implementation of regulatory change and growth and business ... efficiency Develop and manage the detailed schedule, identify early warning indicators, provide direction for early resolution of risks, issues and clear escalation path Oversee financials and staffing levels to efficiently meet project delivery requirements… more
- Wells Fargo (Wilmington, NC)
- …. **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes,… more
- Wells Fargo (Charlotte, NC)
- …. **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes,… more
- TD Bank (Charlotte, NC)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging… more
- Wells Fargo (Charlotte, NC)
- …DMI leadership on risk and control issues, issue management and remediation, regulatory interactions and engagement with Data Domains and their teams. This role ... to develop partnerships with many functional areas, provide insight into the regulatory climate, and identify data trends which may present opportunities or reflect… more