- Synchrony (Charlotte, NC)
- …watchlist screening models, critical for combating financial crime and ensuring regulatory compliance. The successful candidate will be responsible for managing key ... process, including development, vendor management, monitoring, validation, implementation and regulatory responses. You will lead strategic initiatives to enhance… more
- Sprinklr (NC)
- …will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling ... mitigating risk. This individual will serve as a key advisor to the Board of Directors, General Counsel, CEO,...of Directors, General Counsel, CEO, and executive leadership on regulatory strategy, and partner closely with senior leadership across… more
- TD Bank (Charlotte, NC)
- …ability to execute advanced quantitative modeling along with managing high-stakes regulatory governance.** **The Lead Business Insights Specialist acts as an ... advisor to business leaders and stakeholders. This role provides...domain/functional and deep specialized knowledge at the enterprise, business, regulatory and industry levels** **Undertakes and completes a variety… more
- TD Bank (Charlotte, NC)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (Charlotte, NC)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging… more
- Electric Power Research Institute (Charlotte, NC)
- …ideal candidate will be a mission-driven leader who can navigate complex regulatory environments and drive innovation in audit processes. The Director will report ... of the audit program, ensuring alignment with organizational transformational goals, regulatory requirements, and best practices. The Director will serve as a… more
- Equitable (Charlotte, NC)
- …member of the Product Lifecycle Squad, supporting product innovation, regulatory compliance, and implementation for Equitable's Enterprise Solutions and Educators ... with robust project management skills to drive successful product delivery, regulatory change implementation, and continuous improvement across the organization. The… more
- Equitable (Charlotte, NC)
- …firm's growth strategy. Equitable Advisors is a broker/dealer and registered investment advisor that serves as the main retail wealth management arm of Equitable. ... Reporting to the CCO are the Firm's 3120 audit teams, Surveillance oversight, regulatory reporting, regulatory examinations, and training programs. The DCCO must… more
- SMBC (Charlotte, NC)
- …and future-ready, with particular emphasis on cloud, AI/agentic systems, regulatory compliance, and innovation. Operating as a forward-looking strategist and ... security capabilities and ensuring alignment with global financial services regulatory expectations. This role will have up to 10% domestic/international… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …and executing the global GxP training strategy to ensure compliance with regulatory requirements and foster a strong quality culture across the organization. The ... global GxP training strategy aligned with corporate quality objectives and regulatory standards. + Establish governance frameworks for training compliance, including… more