- PNC (San Antonio, TX)
- …have an opportunity to contribute to the company's success. As a Sr Investment Advisor within the PNC Private Bank organization, you will be based in San Antonio, ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- Optiv (Houston, TX)
- The Security Operations Advisor , or as we call them internally Technical Account Managers, will perform recurring client business review sessions to articulate and ... concepts with an in-depth understanding of relevant frameworks, compliance, and regulatory requirements. The Technical Account Manager leads and directs multiple,… more
- PNC (Dallas, TX)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor III within the PNC Private Bank organization, you will be based in Dallas, ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- Bank of America (Dallas, TX)
- Financial Solutions Advisor - Uptown Dallas Dallas, Texas **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Dallas/Financial-Solutions- Advisor Consumer-Investments Uptown-Dallas\_25032334) **Job Description:** At Bank of America,… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or ... comply with Navy Federal standards and FINRA, NASAA, SEC and other regulatory agencies. + Prepare standard/special reports required by FINRA, NASAA and SEC,… more
- USAA (San Antonio, TX)
- …makes us special and impactful. **The Opportunity** As a multifaceted **mid-level Benefits Advisor ** , you'll play a vital role in shaping the employee experience! A ... management, plan design, requirements development, program implementation, strategic communications, regulatory compliance, day-to-day administration and operations. + Experience leading… more
- PNC (Austin, TX)
- …to the company's success. Spanish speaking preferred, but not required. As a Financial Advisor within PNC's of organization, you will be based in Cedar Park, TX. ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- Regions Bank (Dallas, TX)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of client relationships within the defined… more
- Indorama Ventures (Spring, TX)
- …for all. **What we're looking for:** The position of Government Affairs Advisor will represent and protect Indorama Ventures' interests in the United States ... products, services, and projects (eg, trade remedies measures, tax matters, regulatory affairs), discussing with internal teams their feasibility and convenience,… more
- First Horizon Bank (TX)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... and gaps to line of business management and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment and… more