- Healthfirst (NY)
- …marketing, educational, and ad hoc material reviews including assisting the Regulatory Affairs Manager by reviewing, finalizing, submitting, and tracking approvals ... marketing documents, assigning material IDs, and tracking submissions to regulatory agencies for status including approvals/denials. + Coordinates a review… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the Compliance ... which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's the Job?** +… more
- American Express (New York, NY)
- …risk management function covering risk of financial loss, reputational damage, or regulatory or legal action resulting from inadequate data governance and/or data ... within or throughout its lifecycle. EDRM is hiring an Analyst who will play a key role in setting...ensure financial transactions are accurate, complete and adhering to regulatory standards. **Responsibilities include, but are not limited to:**… more
- American Express (New York, NY)
- …place in finance on #TeamAmex. As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... underlying subsidiaries. This individual will be responsible for supporting the Regulatory Reporting Interpretive Office. The individual will help drive report… more
- Citigroup (Getzville, NY)
- + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized unit within the Operations team that is responsible for the implementation ... and oversight of regulatory reporting, including exception management and risk mitigation across...The group is responsible for:_ + Implementation of new regulatory reporting initiatives and enhancements + Control and exception… more
- Citigroup (Getzville, NY)
- Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate will be required to effectively manage… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting. The AVP role is responsible for various ... regulatory filing preparation and submission of daily, weekly, and...also take part in routine monitoring of Operations related regulatory capital charges and customer reserve requirement pertains to… more
- Citigroup (Getzville, NY)
- …Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm's processes and technologies ... operating model + Review exception reports for the different Regulatory reports managed by the team + Prepare and...reports managed by the team + Prepare and analyze regulatory reports pursuant to SEC, FINRA, and CFTC rules… more
- City of New York (New York, NY)
- …Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance ... functions of the CWZ program. Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for independent initiative,… more
- Citigroup (New York, NY)
- …implement the policy standards + Assist the Data Governance Lead with managing Regulatory requests (MRIA, MRA) related to Risk data and coordinating responses and ... execution plans across Functional Data teams + Contribute to the adherence of 'best practices' related to data management, implementation of controls, and escalation of detected exceptions across the Risk organization + Engage with EDO and ERM Control & Issue… more