- TD Bank (Melville, NY)
- …for this role. **Line of Business:** Credit Management **Job Description:** The Credit Analyst II is responsible for conducting in-depth industry and financial ... statements and prepare updated analysis memos + Monitors compliance with regulatory requirements + Provides written analysis that identifies any deviations from… more
- M&T Bank (Buffalo, NY)
- …of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation Letters) 10-1, SR 10-6, ... compliance/operational/model risk controls and other second line of defense and regulatory standards, policies and procedures. + Understand and adhere to the… more
- Truist (New York, NY)
- …States of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with Investment Managers and the ... Services to clients in Truist Wealth who generally have $5mm+ in AUM. The Investment Analyst will typically work with a minimum of 2 Investment Managers to manage a… more
- M&T Bank (Amherst, NY)
- **Overview:** Serves as an analyst within Legal Document Processing under the guidance of management. Conducts quality control reviews of associate processes on a ... daily, weekly, and/or monthly basis. Monitors the regulatory landscape and assists in implementing new regulations in coordination with Compliance and Legal. Ensures… more
- M&T Bank (Getzville, NY)
- …loan level issues and procedures. + Ensure compliance with federal, state, regulatory and investor guidelines regarding foreclosure. + Work with management to ... + Gather departmental information and assemble presentations for regular investor, regulatory and internal meetings. + Promote an environment that supports… more
- M&T Bank (Getzville, NY)
- …in planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned CAM team(s). + Assist with providing departmental ... assigned CAM team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- M&T Bank (Getzville, NY)
- …in planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned CAM team(s). + Rewrite and optimize existing ... assigned CAM team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- M&T Bank (Amherst, NY)
- …in planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned Treasury Operations team(s). + Assist with technical ... Operations team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- M&T Bank (Buffalo, NY)
- …and deliverables + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... Identify risk-related issues needing escalation to management. + Promote an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- Wellington (New York, NY)
- …some working knowledge of (i) Control Room or information barrier practices and/or ( ii ) the trading rules across multiple jurisdictions/ regulatory regimes a plus ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing… more