- MUFG (New York, NY)
- …the liquidity risk implications and funding requirements. + Keep abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management ... ensure that Broker Dealer are aligned with peer broker dealer practices and regulatory expectations. + Coordinate ALCO meeting materials for US and Candian broker… more
- Wells Fargo (New York, NY)
- …subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Lumen (Albany, NY)
- …and Securities. The ideal candidate will be responsible for ensuring regulatory compliance and driving strong internal partnerships and effectiveness with Board ... role has been designated as fully remote, US. **The Main Responsibilities** Regulatory Compliance and Governance: + Prepare and review SEC filings, including proxy… more
- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- MUFG (New York, NY)
- …and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment and management of ... hands-on experience creating and evaluating comprehensive processes in a regulatory environment + Experience in the financial services industry preferred,… more
- City of New York (New York, NY)
- …requests served on the Department; - Assisting the Department in rulemaking, regulatory compliance, and risk management; - Assisting the Department in all aspects ... advice and counsel to ensure the Department meets on statutory and regulatory requirements, including advising the Department on, and interpreting, federal, state… more
- Trinity Health (Syracuse, NY)
- …services, employees, medical staff, patients, visitors, contractors, vendors, and various regulatory and professional agency staff Pay Range based on experience and ... location: $18.50-$26.85 **Our Commitment** Rooted in our Mission and Core Values, we honor the dignity of every person and recognize the unique perspectives, experiences, and talents each colleague brings. By finding common ground and embracing our… more
- Fresenius Medical Center (Port Jefferson Station, NY)
- …to company policies and proceduresand in compliance with all applicable regulatory requirements. Ensures patient confidentiality is maintained at all times. + ... Storeor dispose of obsolete files when appropriate according to the procedures defined by the Fresenius Medical Care Compliance Records Managementdepartment and in compliance with Federal,state and local regulations. + Assist with Daily Validation… more
- Tompkins Community Bank (Brewster, NY)
- …branch's compliance with security, operating policies and procedures and outside regulatory requirements; ensure timely and accurate audits are performed according ... to company policies and procedures; organize the work, activities and Human Resources of the branch; directly supervise assigned personnel; communicate with appropriate management and staff personnel; perform customer service duties and provide periodic… more
- M&T Bank (Ballston Lake, NY)
- …to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Responsible for meeting and maintaining… more