- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Develop working knowledge of the organization's policies and procedures and of regulatory codes and codes of conduct relevant to own work, adhering to mandatory ... procedures to ensure own work is undertaken to the required standards. + Answer the telephone and assist callers or those making varied inquiries by email or mail with any requests for information, directing more complex matters to colleagues as necessary.… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- ManTech (Tampa, FL)
- …system-wide information security requirements based upon the analysis of user, policy, regulatory , and resource demands + Supports customers at the highest levels in ... the development and implementation of doctrine and policies + Applies expertise to government and commercial common user systems, as well as to dedicated special purpose systems requiring specialized security features and procedures + Examples could include… more
- Trinity Health (Fort Lauderdale, FL)
- …to ensure patient understanding.** **Ensure the accuracy and completeness of site regulatory documentation including but not limited to IRB and FDA approvals and ... reports, and adverse event documentation.** **Participate in site initiation, monitoring and close out visits.** **_Minimum Qualifications:_** **Education:** + Graduate of an accredited school of nursing is required, BSN preferred. **Licensure/Certification:**… more
- M&T Bank (Naples, FL)
- …and sales initiatives. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. ... Identify risk-related issues needing escalation to management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- Gilead Sciences, Inc. (Gainesville, FL)
- …Strong working knowledge of Good Clinical Practice and in country regulatory guidelines and requirements. **Preferred Qualifications:** + Prior inflammation clinical ... trials/operations experience in company sponsored clinical trials strongly preferred + Strong self-management and organizational skills; ability to manage workload, set priorities and adjust as needed. + Ability to work both independently and collaboratively.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …out to the required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct. + Develop and maintain excellent ... procedural or technical skills by participating in assessment and development planning activities as well as formal and informal training and coaching. **Knowledge of:** + Each type of security held by the firm and an understanding of the similarities and… more
- Truist (Weston, FL)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be ... considered if they have at least 1 of the required licenses and can obtain the additional licenses during employment. 6. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more