- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the correspondence and records of a senior colleague. + Help manage internal client relationships by supporting others to build effective working relations. + Assess ... knowledge of the organization's policies and procedures and of regulatory codes and codes of conduct relevant to own...+ MSRB Rule G-12 municipal close-outs **Skills:** + Supports business processes with guidance but not constant supervision by… more
- JPMorgan Chase (Tampa, FL)
- …harvesting activities in accordance with Campbell Global' s budgetary, regulatory , and environmental guidelines. **Job responsibilities** + Contract with third ... to ensure all timberland management investment services meet or exceed client commitments while ensuring that environmental or financial risk management reporting… more
- Regions Bank (Destin, FL)
- …delivering an effective variety of financial products and services to help the client succeed financially + Provides small business relationship management with ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Wolters Kluwer (Tampa, FL)
- …and expert guidance to help companies enhance financial performance, meet regulatory requirements to support sustainability efforts, and manage ESG risks ... efficiently. **Enablon** , a Wolters Kluwer business , is the world's leading provider of Sustainability, EHS&S...sales processes and outcomes. You will report to the Associate Director, Inside Sales - Corporate Performance & ESG… more
- MUFG (Tampa, FL)
- …& Regulatory Alignment: + Ensure all controls are traceable to business risks, regulatory requirements, and internal policies. + Collaborate with compliance, ... 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...and DAST reports and translate findings into risks the business understands + Understanding of the regulatory … more
- First Horizon Bank (Miami, FL)
- …apply regulatory guidance, with demonstrated experience collaborating across diverse associate and client groups. + Advanced proficiency with regulatory ... verbal and written communication skills, with a track record of effective associate guidance and client -focused community engagement. + Experience with mergers,… more
- MUFG (Tampa, FL)
- …Professional certification from the Disaster Recovery Institute International or from The Business Continuity Institute eg, Associate Business Continuity ... 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered… more
- Regions Bank (Orlando, FL)
- …investment allocations, goals and objectives; typically manages large and/or complex client relationships + Consistently generates large new business ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- MUFG (Tampa, FL)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...of risks that may lead to operational losses or regulatory breaches. **Cybersecurity Controls and Reporting:** + Represent EIS… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …about issues with client accounts that may involve or expose the business to potential liability. * Assists management to implement adequate controls and quality ... the traditional roles of the Financial Advisor and Service Associate . The ideal candidate will have a passion for...while performing due diligence and mitigating risk to the business . * Ensures firm and regulatory policies… more