- TD Bank (New York, NY)
- …and procedure. + Provide regulatory /compliance training. + Assist the business on implementing and documenting various supervisory/ control mechanisms. + ... to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations and conduct business -based… more
- M&T Bank (Buffalo, NY)
- …risk management framework and programs that informs how to align practices with business objectives and regulatory requirements, including (but not limited to) ... senior or executive leadership to align technology practices with overarching business goals and regulatory requirements; maintain productive relationships with… more
- Unither Pharmaceuticals (Rochester, NY)
- …It has more than 300 employees. Your role Reporting to the Quality Systems Manager , A. JOB SUMMARY: The Quality Systems Specialist will provide support to the ... position is the oversight of the Rochester Site Change Control systems. The specialist will facilitate the change ...facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES /… more
- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending ... wide accounting/ taxation policies and initiatives, which may have significant regulatory components + Creates business cases and innovative recommendations… more
- TD Bank (New York, NY)
- …oversight of regulatory compliance activities of the assigned lines of business for the Company and its applicable subsidiaries. **Depth & Scope:** + Provides ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- TD Bank (New York, NY)
- … initiatives. + Provide regulatory /compliance training. + Assist the business on implementing and documenting various supervisory/ control mechanisms. + ... business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing reporting to senior management. +… more
- TD Bank (New York, NY)
- …covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations and conduct business ... and firm risk and industry best practice. **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/ business /product, including… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure regulatory ,...+ Support root cause analysis in response to material control failures in business /group. + Identify, assess,… more