- TD Bank (Queensbury, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... you more specific details for this role. **Line of Business :** Personal & Commercial Banking **Job Description:** The Store...and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the… more
- TD Bank (New York, NY)
- …the FCRM program + Delivers relevant subject matter expertise and FCRM advice to business / FCRM partners + Interacts with control functions within the ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (New York, NY)
- …and applicable regulatory requirements + Understands the operations of the business unit / area being tested and to identify potential FCRM risks and ... financing and sanctions + Actively manages relationships within and across various business lines, corporate and/or control functions, and ensures alignment with… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** ... in a senior leadership role. . Proven experience managing technology for Product Control , Finance, or Regulatory Reporting functions. . Strong understanding of… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/ business /product, including cross-border ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000 USD TD...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- TD Bank (New York, NY)
- …on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in ... issues. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in… more
- Bank of America (New York, NY)
- …to leadership + Interprets rulings, laws, and regulations from a compliance and business control standpoint + Drafts, reviews, and/or negotiates complex legal ... This job is responsible for providing legal counsel on products, services, and regulatory matters related to the Global Banking and Global Markets businesses. Key… more
- Citigroup (New York, NY)
- …data strategy; Create and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and ... to Policy, applying sound ethical judgement regarding personal behaviour, conduct and business practices, and escalating managing and reporting control issues… more
- Citigroup (Getzville, NY)
- …+ Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as ... stakeholders to: review of current Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and… more