- Capital One (New York, NY)
- …an ideal teammate: + You are a critical thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are core ... + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering… more
- Grant Thornton (Melville, NY)
- …and a CPA is required. At least 3 to 4 of those years should be at a manager role. + Business related degree (eg, accounting, finance, etc.) is a strong plus. + ... of the professional standards established by independence standard setters and regulatory bodies, including the American Institute of Certified Public Accountants,… more
- Bank of America (New York, NY)
- …department is that a healthy and sustainable Liquidity profile is maintained through a business as usual environment and also during times of stress to support our ... include appropriate risk identification across the 8 lines of business and legal entities, establishment of effective stress testing...Transfer Pricing and whether it is driving the desired control and behavior + Review and contribute to policies,… more
- Citigroup (Smithtown, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... Wealth Regional Director is a senior leader within the US Wealth Management Business managing multiple teams of Wealth Group Executives (Sales Managers) and their… more
- Synchrony (New York, NY)
- …our nearest office for in person engagement activities such as business or team meetings, training and culture events._** **Essential Responsibilities:** ... of ACL and Fraud movements and projections, to strategic partners for business planning, stress testing (eg, CCAR), and product development initiatives. + Prepare… more
- Marex (New York, NY)
- …large portion of the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all output, and thus ... tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated...action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and… more
- JPMorgan Chase (New York, NY)
- …Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + Support Business Reviews for Private Capital as well as key updates to senior management ... to the Independent Board(s) and Investment Committee(s) + Assist in developing business process specifications and control and process documentation including… more
- TD Bank (Latham, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Personal & Commercial Banking **Job Description:** The Banking Associate is a… more
- Neuberger Berman (New York, NY)
- …Controllers organization, the Vice President role will report to the Head of Financial Control and will be responsible for a broad array of areas including providing ... process improvements. The Vice President will work closely with all regional Financial Control teams, the Financial Planning & Analysis team, and the GP Reporting… more
- CDM Smith (Massena, NY)
- …loading, and applicable codes and standards. - Monitor projects and tasks to control budgets and schedules. - Participate in business development, marketing, and ... **41662BR** **Requisition ID:** 41662BR ** Business Unit:** TSU **Job Description:** CDM Smith is...- Analyze and design hydraulic structures related to flood control , hydroelectric, and other water resource projects such as… more