- TD Bank (New York, NY)
- …fraud** **, insider and conduct** **risk management across TD's corporate functions and business units.** The Senior Manager will drive governance activities and ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...insider and conduct risk, as well as audit and regulatory engagement across our broader team. This is an… more
- TD Bank (New York, NY)
- …Program Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role will develop and own ... develop proactive strategies, tactics, policies and programs to effectively manage regulatory /compliance issues + Meets with business (Compliance) partners and… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I ... assessing regulatory issues, firm commitments, MRA or similar requirements, business needs, risks and triangulating T&I's FLOD oversight of its remediation… more
- TD Bank (New York, NY)
- …as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the ... performance/risk/governance issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages… more
- Citigroup (New York, NY)
- …activities of a business . These tasks may include managing external audits, business continuity activities or addressing regulatory issues. The Business ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Deloitte (New York, NY)
- …large, complex organizations on risk mitigation strategies + Demonstrate understanding of business processes, regulatory requirements, internal control risk ... Risk Transformation Manager - FSI Risk, Regulatory &...to: + Learn how to identify, evaluate, and prioritize business , operational, regulatory , and enterprise risks as… more
- American Express (New York, NY)
- …diverse locations. + Validate management's corrective action plans to address business -identified issues, audit findings and regulatory remediations. + ... and banking operations. Our audit teams align to key risk areas and business units to ensure IAG can provide comprehensive and risk-based audit coverage. In… more
- Heritage Financial Credit Union (Middletown, NY)
- …CEO and Senior Leadership to provide insights and recommendations that support business performance and control effectiveness. + Where appropriate, actively ... Sr. Manager of Internal Audit - Middletown, NY WFH...bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on… more
- Tradeweb (New York, NY)
- …responsible for leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, risk metric development, and ... Oversee the maintenance and quality assurance of Risk and Control Matrices (RACMs) related to critical regulatory ...Collaborate with 1LoD functions (eg, Cybersecurity, Operational Risk, and business units) to review control frameworks and… more
- TD Bank (New York, NY)
- …of Business :** Finance **Job Description:** The Sr. Specialized Finance Manager provides top technical expertise for overall functional area and provide guidance ... one or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a...issues + Actively manages relationships within and across various business lines, corporate and/or control functions and… more