- Citigroup (Queens, NY)
- …position within the Controllers Organization that will report to the Head of Regulatory and Capital Reporting. The individual will serve as an integral ... member of the Regulatory and Capital Reporting team. The position will be responsible for the timely filing, completeness, and accuracy, of the FR Y-15. Report… more
- Citigroup (Getzville, NY)
- …and/or SEC Reporting + 3+ years of previous financial services experience, within: regulatory reporting / capital markets middle office / OTC derivative products ... + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...of projects, operational process change and improvement, preferably within capital markets operations + Exposure to SQL/VBA (advanced Excel)… more
- Raymond James Financial, Inc. (New York, NY)
- …leadership, mentorship, and strategic oversight. + Identify, assess, and mitigate regulatory risks associated with Capital Markets activities, ensuring adherence ... integrity. + Act as a subject matter expert on Capital Markets compliance, keeping abreast of regulatory ...on Capital Markets compliance, keeping abreast of regulatory updates and industry trends. + Continuously assess department… more
- Citigroup (Getzville, NY)
- …CFTC, and/or SEC Reporting. + 3+ years of financial services experience in regulatory reporting, capital markets middle office, or OTC derivative products, with ... ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the… more
- JPMorgan Chase (Brooklyn, NY)
- …of Business capital allocation results. Perform deep dives impacting firm's capital , including changes in regulatory requirements, firms risk and/or balance ... methodology across asset classes, including loans and commitments, and AFS/HTM; Regulatory filings for banks; Capital forecasting, including projections of… more
- American Express (New York, NY)
- …assess the Company's Capital Planning function + Remain current on US regulatory requirements specific to Capital Planning, including SR 15-19, Regulation Q, ... or finance related field + Subject matter expertise of US regulatory requirements relating to capital (eg CCAR, SR 15-19, Regulation Q, the Enhanced Prudential… more
- Truist (New York, NY)
- …cloud provider (AWS, Azure, Google, Oracle) 7. Knowledge of and experience with the Capital Markets Regulatory Environment - (SEC, FINRA, CFTC, NFA, FED) 8. ... test, debug, and document moderately complex application solutions that meet defined Capital Markets Securities business requirements and meets the enterprise and … more
- JPMorgan Chase (Brooklyn, NY)
- …009, FFIEC 101/102, TICs, etc.). FRRA has end-to-end responsibility for US regulatory reporting and capital stress testing, including the design, implementation, ... The Regulatory Reporting Policy team sits within Corporate Finance...(BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control… more
- JPMorgan Chase (New York, NY)
- …senior management + Develop an understanding of JPM's Recovery and Resolution-related regulatory capital requirements and processes + Drive end-to-end work ... of balance sheet, income statement and basic accounting concepts; prior regulatory capital experience is a plus JPMorganChase, one of the oldest financial… more
- SMBC (New York, NY)
- …for senior leadership and other stakeholders; + Maintain an understanding of SMBC's regulatory capital and funding processes and anticipated future regulatory ... preferred; + Exposure to various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation is a plus… more