• Director, Compliance, Global Control Room…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room… more
    TD Bank (06/02/25)
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  • Internal Audit - Credit Risk

    Mizuho Corporate Bank (New York, NY)
    …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... of key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues affecting the… more
    Mizuho Corporate Bank (08/19/25)
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  • US Head of Credit Risk Review

    HSBC (New York, NY)
    …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... local and HSBC Group credit policies and procedures and applicable regulatory requirements. This includes the unilateral authority to independently assess and… more
    HSBC (08/19/25)
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  • VP, Global Markets Documentation - Prime Brokerage…

    TD Bank (New York, NY)
    …Group (the Bank) through negotiation and execution of agreements that govern capital markets trading products. The team is committed to providing a seamless ... ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The… more
    TD Bank (08/09/25)
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  • Credit Review Officer

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (08/08/25)
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  • Associate, US Treasury - Liquidity Reporting…

    Scotiabank (New York, NY)
    …generate operational efficiencies, streamline and simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace ... and recommends Treasury solutions resulting from any business product trends or regulatory or risk issues. + Supports the development of Senior Analysts and… more
    Scotiabank (07/24/25)
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  • Asset Management One USA Inc. - Assistant Vice…

    Mizuho Corporate Bank (New York, NY)
    …including administrator s , banks, custodians, and auditors + Assist with regulatory compliance, including filings of regulatory forms (NFA/SEC) + Assist ... eg macros, vlookups , pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility and ownership of… more
    Mizuho Corporate Bank (07/23/25)
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  • Volcker/Americas Treasury Department, Compliance

    Mizuho Corporate Bank (New York, NY)
    …for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting and ... adherence to controls and improve the supervisory control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new… more
    Mizuho Corporate Bank (07/16/25)
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  • Accountant

    WMCHealth (Suffern, NY)
    …of financial reports, including, but not limited to, operational and capital budgets, departmental and patient accounts financial statements, statistical reports, ... and other related financial information. The Accountant compiles data for regulatory reporting in accordance with established procedures and regulatory more
    WMCHealth (07/11/25)
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  • Cash Management Risk VP

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (07/09/25)
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